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Clinical and Vaccine Immunology, April 2009, p. 544-550, Vol. 16, No. 4
1071-412X/09/$08.00+0 doi:10.1128/CVI.00339-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

Center for Investigation in Pediatrics,1 Pediatrics Department, State University of Campinas Medical School, Rua Tessália Vieira de Camargo 126, Campinas, São Paulo, Brazil CEP 13083-887,4 Butantan Institute, Rua Vital Brasil, 1500, São Paulo, São Paulo, Brazil CEP 05503-900,2 Faculdade de Ciências Farmacêuticas, Universidade de São Paulo, Av. Prof. Lineu Prestes 580, Butantã, São Paulo, Brazil CEP 05508-0003
Received 17 September 2008/ Returned for modification 3 November 2008/ Accepted 10 February 2009
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-positive (
+) cells were identified in the gate of blast lymphocytes. Gamma interferon, tumor necrosis factor alpha, interleukin-4 (IL-4), and IL-10 levels in supernatants and serum anti-PT IgG levels were determined using enzyme-linked immunosorbent assay (ELISA). The net percentage of CD3+ blasts in cultures with B. pertussis in the group vaccinated with wP was higher than that in the group vaccinated with the wPlow vaccine (medians of 6.2% for the wP vaccine and 3.9% for the wPlow vaccine; P = 0.029). The frequencies of proliferating CD4+, CD8+, and 
+ cells, cytokine concentrations in supernatants, and the geometric mean titers of anti-PT IgG were similar for the two vaccination groups. There was a significant difference between the T-cell subpopulations for B. pertussis and PHA cultures, with a higher percentage of 
+ cells in the B. pertussis cultures (P < 0.001). The overall data did suggest that wP vaccination resulted in modestly better specific CD3+ cell proliferation, and 
+ cell expansions were similar with the two vaccines. |
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Although no causal link between wP vaccination and permanent brain damage or death has been identified, concerns about systemic reactions after immunization with a wP vaccine have been a major factor in its reduced acceptance in developed countries (46). This has led to the development of more-purified and less locally reactogenic acellular pertussis (aP) vaccines (21, 22, 43, 47). Similar immunogenicities are obtained with both types of vaccine, as the most efficacious vaccines of either category protect >80% of the recipients from clinical disease. Moreover, the considerably higher development costs of aP result in prices per dose that are unlikely to be currently affordable for developing countries (46).
Lipopolysaccharide (LPS) possesses endotoxic activity and also has powerful adjuvant activity. Both of these properties are based upon the recognition of the LPS by the host Toll-like receptor (TLR) complex TLR4/MD-2 and the subsequent activation of NF-
B (35). The relatively high reactogenicity of wP vaccines has been associated with proinflammatory cytokines (2, 28). Hence, a straightforward approach to reducing wP reactogenicity would be the generation of a pertussis vaccine with a reduced quantity of LPS. Furthermore, the lack of a clear correlation between the levels of antibody (Ab) to pertussis antigens and protection against disease, the persistence of protective immunity long after the disappearance of pertussis antigen-specific Ab, and the longer duration of T-cell responses to pertussis antigens lend credence to the possibility that cell-mediated immunity provides primary protection against disease (16, 34).
This phase I study was thus performed to obtain preliminary immunogenicity data on a new cellular pertussis vaccine with low LPS content (wPlow vaccine), in comparison to the conventional wP vaccine used in Brazil, both of which are formulated with diphtheria and tetanus toxoids and given in three primary injections during infancy.
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Vaccines. Vaccines were manufactured by the Butantan Institute, São Paulo, Brazil. Bordetella pertussis cells were treated with an organic solvent and washed in order to perform LPS extraction. The culture was then detoxified by the addition of 0.2% formalin, and the bacterial biomass was obtained by tangential flow filtration to formulate the wPlow vaccine.
Each 0.5-ml dose of either vaccine contained four protective units of pertussis toxin and two protective units of diphtheria and tetanus toxoids. The antigens were adsorbed onto 1.25 mg of aluminum hydroxide, and 0.2 mg of thimerosal was used as a preservative. All infants received vaccine from the same batch. The vaccines were visually indistinguishable and identically packaged and were administered intramuscularly with the use of standard techniques.
Study design. This prospective, randomized, double-blind comparative trial was conducted between August 2006 and July 2007 and followed the principles outlined in the Declaration of Helsinki. Written informed consent was obtained from all participants' parents or legal guardians before study procedures were initiated. The study protocol was approved by the Committee for Ethics in Research of the State University of Campinas, São Paulo, Brazil.
Antigens used in cell culture assays. A suspension of heat-killed B. pertussis (lot IB-CIIn/P14/06; Butantan Institute), without thimerosal, was used at a concentration of 5 x 106 cells/ml. Phytohemagglutinin (PHA; Sigma) was used as a positive control at 7.5 µg/ml.
T-cell proliferation assay.
Ten milliliters of heparinized peripheral blood was collected and used for the evaluation of immune responses to pertussis vaccination at 7 months of age. The protocol for the proliferation assay was adapted from the method of Gaines and Biberfeld (20). Peripheral blood mononuclear cells (PBMC) were isolated by density gradient centrifugation over Ficoll-Hypaque (Amersham Biosciences), washed, diluted to 1 x 106 cells/ml in RPMI 1640 medium (Sigma) supplemented with 10% human AB serum (Sigma), 1% glutamine (Sigma), and 0.1% gentamicin, and stimulated for 6 days with heat-killed B. pertussis, PHA, or medium alone at 37°C with 5% CO2 in round-bottom 96-well tissue culture plates (Nunc, Denmark). After being harvested with 20 mM EDTA, samples were incubated with human Ig and then stained with anti-human CD3, CD4, CD8, and T-cell receptor (TCR) pan-
fluorescent Abs (Beckman Coulter) before acquisition (Epics XL-MCL flow cytometer; Beckman-Coulter) and analysis (Expo software; Beckman Coulter). Isotype controls were used to discriminate positive populations (Beckman Coulter). Only CD3+ T cells were used in analysis. Forward and side scatters were used to gate resting and blast lymphocytes. Dead cells were excluded from all analyses. CD4+, CD8+, and TCR 
-positive (
+) cells were identified in the gating of blast lymphocytes. Proliferation was measured by percentages of CD3+ blasts, in which basal proliferation was subtracted from B. pertussis- and PHA-stimulated cultures.
Cytokine quantification in supernatants.
For the cytokine quantification assay, PBMC were diluted to 2 x 106 cells/ml in supplemented RPMI medium and incubated for 48 h in round-bottom 96-well tissue culture plates with B. pertussis, PHA, or medium alone at 37°C. Supernatants were collected and stored at –80°C. Gamma interferon (IFN-
), tumor necrosis factor alpha (TNF-
), interleukin-4 (IL-4), and IL-10 levels were determined in duplicate by a two-monoclonal-Ab sandwich enzyme-linked immunosorbent assay (ELISA) (R & D Systems) in flat-bottom MultiSorp ELISA plates (Nunc, Denmark), according to the manufacturer's protocols. Recombinant cytokine was used for the standard curve. The limits of detection were 15.6 pg/ml for IFN-
and TNF-
and 31.2 pg/ml for IL-4 and IL-10.
Quantitative determination of anti-PT IgG. Quantitative determination of anti-pertussis toxin (anti-PT) IgG was performed in a blind manner on serum samples collected one month after the administration of the third dose of vaccine and stored at –80°C until tested. Using ELISA (32), anti-PT IgG levels were calculated in IU/ml by comparison with a U.S. reference human antiserum (lot 3; Food and Drug Administration). To evaluate the titers, the values were transformed into decimal logarithms, and then the means and the limits of the 95% confidence interval (CI) were determined. Thereafter, the antilogarithm and the corresponding 95% CI were calculated.
Quantitative determination of anti-diphtheria toxin and anti-tetanus toxin IgG. In vitro tests for measuring tetanus and diphtheria antitoxin levels in sera from both vaccination groups were done by a standardized modified toxin-binding inhibition assay (41) at the Quality Control Service of the Butantan Institute, São Paulo, Brazil.
Adverse event monitoring. Parents were asked to notify the study staff immediately by phone of any unexpected or severe reactions. A standardized questionnaire using scripted questions and definitions was used to collect information about any occurrence related to vaccination. After the first dose, parents' compliance to monitoring of adverse events was assessed by phone interview. At the administrations of the second and third doses and blood sampling, compliance was assessed by the study nurses during visits to the public health center.
Statistical considerations. Analyses were carried out with SPSS for Windows (version 7.5.1). Mann-Whitney and Friedman nonparametric tests were used in proliferation and cytokine analyses. Comparisons manifesting a two-tailed P value of <0.05 were considered statistically significant. Prism software (version 4.0; GraphPad Software) was employed for the figures.
To evaluate the anti-PT titers, calculation of the geometric mean titers (GMTs) of Abs was performed on log10-transformed data, and we report the antilogarithms. For each group, GMTs and 95% CIs were calculated. For comparison of the logarithm of the titers, Student's t test was applied for independent samples. Comparisons manifesting a two-tailed P value of <0.05 were considered statistically significant (25).
The differences in the proportions of subjects with seroprotection against diphtheria and tetanus and 90% CI were calculated as recommended for noninferiority studies (10, 36). Differences or ratios equal to or lower than 10% were accepted as the limit for defining noninferiority of the wPlow vaccine. The null hypothesis of noninferiority of the wPlow vaccine was accepted when the lower limit of the CI was not lower than –10%.
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TABLE 1. Distributions of infants vaccinated with the wPlow or wP vaccine by age at the administrations of the three doses of vaccine and at blood sampling
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+ blast cells in 55 children (28 in the low-LPS-content vaccine group) were analyzed.
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FIG. 1. Flow cytometry of unstimulated (control) and B. pertussis- and PHA-stimulated PBMC of a 7-month-old infant vaccinated with a cellular pertussis vaccine with low LPS content. After gating of CD3+ cells (A), events were analyzed for size and complexity (forward-scatter and side-scatter gates), from which resting and blast lymphocytes were separated (B). T-lymphocyte subsets (CD4+, CD8+, and ![]() +) were then verified in blast lymphocytes.
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FIG. 2. Distribution of CD3+ blasts (percentages) determined by flow cytometry of B. pertussis (Bp; )- and PHA ( )-stimulated PBMC from wPlow vaccine- or wP vaccine-immunized infants. Medians (indicated by bars) of CD3+ blasts in B. pertussis-stimulated cultures were 3.9% and 6.2% for wPlow and wP vaccines, respectively. Median percentages of CD3+ blasts in PHA-stimulated cultures were 81.4% and 82.5%, respectively. n, number of individuals.
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+ cells in B. pertussis- and PHA-stimulated cultures were similar for the vaccination groups (Table 2). On the other hand, there was a significant difference between the T-cell subpopulations for control and B. pertussis- and PHA-stimulated cultures (Friedman test, P < 0.001), with higher percentages of 
+ cells in the B. pertussis-stimulated cultures. |
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TABLE 2. Percentages of blast cells determined by flow cytometry in cultures of PBMC that were obtained from vaccinated infants and incubated with medium alone, B. pertussis, or PHA
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, TNF-
, and IL-10 production (Fig. 3) were not different between B. pertussis- and PHA-stimulated cultures of infants vaccinated with the wPlow or wP vaccine.
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FIG. 3. IFN- (A), TNF- (B), and IL-10 (C) concentrations determined by ELISA (values are given in picograms per milliliter) by PBMC in cultures without stimuli (control), with B. pertussis (Bp), or with PHA () stimulation in infants immunized with wPlow or wP vaccine. Bars indicate medians, and the Mann-Whitney test was used to verify significances. n, number of individuals.
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TABLE 3. GMTs and 95% CI for serum anti-PT IgG levels of infants vaccinated with three doses of wPlow or wP vaccine
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TABLE 4. Protection against tetanus toxin and diphtheria toxin in 7-month-old infants vaccinated with three doses of the wPlow or wP vaccine
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20 mm; 3.6% for the wPlow vaccine group and 1.4% for the wP vaccine group) and pain (5.3% for the wPlow vaccine group and 2.3% for the wP vaccine group). Likewise, systemic reactions (body temperature,
39°C) were observed in both groups (3.8% for the wPlow vaccine group and 2.0% for the wP vaccine group). Irritability was reported after 4.4% of wPlow vaccine injections and 2.9% of wP vaccine injections, respectively. Severe systemic adverse effects after each diphtheria-tetanus-pertussis (DTP) vaccine dose were not reported. None of the participants withdrew from the study because of vaccine-related adverse events. There were no significant differences between wPlow and wP vaccine groups. |
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We used a flow cytometry-based lymphocyte proliferation assay that allowed the characterization of specific subpopulation expansion in response to B. pertussis. We found that infants vaccinated with the wP vaccine and those vaccinated with the wPlow vaccine exhibited similar frequencies of B. pertussis-specific proliferating CD4+, CD8+, and 
+ cells, although total CD3+ cell proliferation in the wP vaccine group was significantly higher.
We report here for the first time that, in humans, high percentages of 
+ cells are found in B. pertussis-stimulated cultures (medians of 20.3% for wP and 16.8% for wPlow), suggesting that these cells may play an important role in the pertussis-specific response. T cells expressing the 
receptor were identified in the mid-1980s (11, 12, 15, 39) and are disproportionately abundant within epithelial surfaces, including those in the lung (26). Their intraepithelial distribution and capacity for recognizing nonprotein antigens, sometimes in a non-major histocompatibility complex-restricted fashion, have led to their consideration as part of the first-line defense against pathogens (23). In humans, large expansion of 
+ T cells after Mycobacterium bovis bacillus Calmette-Guérin vaccination and during infection with Mycobacterium tuberculosis, Listeria monocytogenes, Brucella melitensis, and Ehrlichia chaffeensis suggests their importance in the host response (31, 42).
The activation of 
+ T lymphocytes can lead to IFN-
production, which is instrumental in the upregulation of both macrophage and natural killer (NK) cell functions central to early antibacterial protection prior to the
β+ T-cell response (23). IFN-
also influences the downstream acquisition of a Th1 phenotype by
β+ T cells (42). 
+ T cells thus bridge the innate and acquired immune response by providing initial protection of epithelia from invasion and injury in instances where
β+ T cells are not yet operational and then downregulating the antigen-specific adaptive immune response after the danger has passed to minimize potential immune-mediated injury (40).
Although little is known about the importance of 
+ T lymphocytes during B. pertussis infection, a role for these cells in the response of infected children has previously been suggested via the migration of circulating 
+ T cells to the airways (9). Moreover, using a murine aerosol challenge model, Zachariadis and coworkers demonstrated that the absence of 
+ T cells could influence the subsequent adaptive immune response to B. pertussis antigens, as evidenced by a shift from a Th1-type response to a Th2-type response against filamentous hemagglutinin in TCR 
–/– mice (48).
Th1 cytokines are associated with protection in various B. pertussis infection models, and in particular, in humans, protection against pertussis after infection or vaccination is determined by the presence of Th1 cytokines such as IL-12 and IFN-
(37). Also, the clearance of B. pertussis or protection induced by wP vaccines is dependent on the production of Th1 cytokines, since IFN-
- or IFN-
receptor-defective mice and mice depleted of NK cells, which infiltrate the lung and secrete IFN-
early in infection, develop disseminating lethal infections (13).
In this study, ELISA measurements of cytokine levels in culture supernatants demonstrated significant increases in IFN-
and TNF-
secretion by B. pertussis-stimulated PBMC. Since there was no increase in IL-4 secretion, we speculate that the cytokine production in response to B. pertussis was more Th1-like for both vaccines. However, our assay did not permit the identification of the cells which were secreting these cytokines. Similar Th1 cytokine secretion profiles for adults (3) and children (6, 30, 37) in response to cellular pertussis vaccines have been reported. In contrast, T cells from children immunized with aP vaccines can also secrete IL-5 following stimulation with B. pertussis antigens and generate a type 2 effector response (38).
Because of the bias against Th1-cell-polarizing cytokines, it was initially thought that the neonatal immune system was generally impaired or depressed. However, mounting evidence suggests that, under some circumstances, human neonates seem able to develop mature Th-cell responses, ranging from deficient or deviant to fully mature, depending on the conditions of antigen exposure (reviewed in reference 1). Our results demonstrate that infants are able to mount Th1 responses to B. pertussis after wP or wPlow vaccine administration.
The induction of protective Th1 responses by immunization with the wP vaccine or by previous infection with B. pertussis has been associated with IL-12 production by macrophages or dendritic cells, and this has been linked with LPS present in the wP preparations and in the live bacteria (29). LPS signaling through TLR4 in innate immune cells plays a critical role in the generation of inflammatory cytokines IL-12, IL-23, and IL-1, which direct the induction of Th1 and Th17 cells in mice immunized with wP vaccine. Furthermore, the cytokines secreted by these T-cell subtypes promote bacterial killing by macrophages, a response that is further enhanced at the effector level by TLR4-mediated activation of macrophages. Thus, TLR4 plays a critical role in the induction and in the effector phase of the protective cellular immune response to B. pertussis induced by vaccination (24), which could explain the lower level of proliferation of CD3+ T cells observed in wPlow vaccine group.
Additionally, the null hypothesis of noninferiority of wPlow vaccine was accepted because the wPlow and wP vaccines elicited similar anti-PT IgG GMTs and did not interfere in tetanus or diphtheria seroconversion. Theoretically, the wPlow vaccine, having 95% less LPS than the conventional vaccine, would have weaker adjuvant activity and therefore produce a lower-level Ab response. In this sense, we can understand the significantly higher level of total CD3+ proliferation in the wP vaccine group as a result of the LPS being linked to the host TLR complex TLR4/MD-2 and the subsequent activation of NF-
B (35). Because there is no defined parameter for pertussis seroprotection (18), we could not estimate differences in the proportions of protected infants.
Our surveillance system for severe adverse events following immunization was able to detect an excellent primer safety profile of wPlow and wP vaccines. DTP vaccines differ from manufacturer to manufacturer because of the different Bordetella pertussis strains used for production. Some manufacturers even use two different strains. There is a rare although serious risk of a severe adverse event related to the pertussis component of the DTP vaccine. The risks of encephalopathy and convulsions vary according to the origin of the vaccine and the strain used for production. These risks have been estimated as 1/19,496 for febrile convulsions, 1/76,133 for convulsion without fever, and 3/1,000,000 for encephalopathy (17, 19). The wP vaccine available in Brazil (licensed by the Butantan Institute) has been administered free of charge to almost 100% of infants in the past 15 years. More than 50 million doses have been used, without major adverse effects. According to the Brazilian Ministry of Health, pertussis incidence has declined from 10.8 per 100,000 in 1990 to 0.55 per 100,000 in 2005. In the same period, diphtheria incidence decreased from 0.45 per 100,000 to 0.01 per 100,000 and tetanus incidence decreased from 1.0 per 100,000 to 0.25 per 100,000.
Since there were similar patterns of responses in the two vaccinated groups, it is reasonable to assume that the low-LPS-content cellular pertussis vaccine is capable of inducing a B. pertussis-specific response and, consequently, is immunogenic. Therefore, our data endorse further investigations with the wPlow vaccine. On the other hand, it must be recognized that, although the low-LPS-content cellular pertussis vaccine was similar to the conventional whole-cell one, based on Th1-polarized effector response and specific 
+ T-cell expansion, the overall data did suggest that the wP vaccine performed modestly better with regard to specific CD3+ T-cell proliferation.
This study was supported by Fundação de Amparo à Pesquisa do Estado de São Paulo, São Paulo, Brazil, grant number 2005/03539-1, and by Financiadora de Estudos e Projetos, Brazil, grant number 01040957/0.
Published ahead of print on 4 March 2009. ![]()
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