Clinical and Vaccine Immunology, February 2009, p. 147-155, Vol. 16, No. 2
1071-412X/09/$08.00+0 doi:10.1128/CVI.00326-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

,
Peter Hayes,2,
Tony Tarragona,2
Laura Seamons,2
Andrew Cooper,2
Josephine Birungi,3
Paul Kitandwe,3
Aloysius Semaganda,3
Pontiano Kaleebu,3
Gwynneth Stevens,1
Omu Anzala,4
Bashir Farah,4
Simon Ogola,4
Jackton Indangasi,4
Patrick Mhlanga,5
Melanie Van Eeden,5
Madhuri Thakar,6
Ashwini Pujari,6
Shadri Mishra,6
Nilu Goonetilleke,7
Stephen Moore,7
Abdul Mahmoud,7
Pattabiraman Sathyamoorthy,8
Jayashri Mahalingam,8
Paranji R. Narayanan,8
Vadakkuppattu D. Ramanathan,8
Josephine H. Cox,1*
Len Dally,9
Dilbinder K. Gill,2 and
Jill Gilmour2
International AIDS Vaccine Initiative, New York, New York,1 International AIDS Vaccine Initiative Core Laboratory, Imperial College, London, United Kingdom,2 Uganda Virus Research Institute, Entebbe, Uganda,3 Kenya Aids Vaccine Initiative, Nairobi, Kenya,4 Contract Laboratory Services, Johannesburg, South Africa,5 National Aids Research Institute, Pune, India,6 Centre for Clinical Vaccinology and Tropical Medicine, University of Oxford, Oxford, United Kingdom,7 Tuberculosis Research Centre, Chennai, India,8 EMMES Corporation, Rockville, Maryland9
Received 8 September 2008/ Returned for modification 9 October 2008/ Accepted 9 December 2008
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) enzyme-linked immunospot (ELISPOT) assay is used routinely to evaluate the potency of human immunodeficiency virus (HIV) vaccine candidates and other vaccine candidates. In order to compare candidates and pool data from multiple trial laboratories, validated standardized methods must be applied across laboratories. Proficiency panels are a key part of a comprehensive quality assurance program to monitor inter- and intralaboratory performance, as well as assay performance, over time. Seven International AIDS Vaccine Initiative-sponsored trial sites participated in the proficiency panels described in this study. At each laboratory, two operators independently processed identical sample sets consisting of frozen peripheral blood mononuclear cell (PBMC) samples from different donors by using four blind stimuli. PBMC recovery and viability after overnight resting and the IFN-
ELISPOT assay performance were assessed. All sites demonstrated good performance in PBMC thawing and resting, with a median recovery of 78% and median viability of 95%. The laboratories were able to detect similar antigen-specific T-cell responses, ranging from 50 to >3,000 spot-forming cells per million PBMC. An approximate range of a half log in results from operators within or across sites was seen in comparisons of antigen-specific responses. Consistently low background responses were seen in all laboratories. The results of these proficiency panels demonstrate the ability of seven laboratories, located across three continents, to process PBMC samples and to rank volunteers with differential magnitudes of IFN-
ELISPOT responses. These findings also illustrate the ability to standardize the IFN-
ELISPOT assay across multiple laboratories when common training methods, reagents such as fetal calf serum, and standard operating procedures are adopted. These results are encouraging for laboratories that are using cell-based immunology assays to test HIV vaccines and other vaccines. |
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) ELISPOT assay is a primary assay employed to measure vaccine immunogenicity in HIV vaccine clinical trials, in addition to trials in the cancer, malaria, and tuberculosis vaccine fields (23, 30, 31). Although data on the performance of the IFN-
ELISPOT assay across multiple laboratories both within and across continents are critical to the generation of standardized data on vaccine immunopotency (14), little published data exist. The IFN-
ELISPOT assay results can demonstrate whether a vaccine is able to induce a range of immune responses in a particular population, therefore justifying further development. The value of standardized methods for determining vaccine immunopotency should not be diminished in spite of recent disappointing data from an HIV vaccine trial in which advancement to a phase IIb trial was based partly on IFN-
ELISPOT data from phase I and II clinical trials (7, 26). Future modifications to the IFN-
ELISPOT assay may increase its relevance to efficacy testing or allow it to correlate better with elaborate assays that yield critical effector functions such as the inhibition of viral replication (9, 24). The International AIDS Vaccine Initiative (IAVI), in collaboration with local partners, has developed good clinical laboratory practice (GCLP) guideline-compliant clinical trial laboratories at trial units across Europe, Africa, and India. These GCLP guideline-compliant laboratories can be used for the comparative assessment of HIV vaccine candidates developed by IAVI and other organizations and partners, for example, the Division of AIDS (NIH, Bethesda, MD) and biotechnology firms, to facilitate the development of an HIV vaccine (10, 22). As part of the ongoing assessment of laboratory performance and assay result comparability, IFN-
ELISPOT proficiency panels are conducted regularly at the IAVI-sponsored laboratories. Such proficiency panels have also been conducted among laboratories from different organizations within the HIV vaccine field and have recently been implemented at laboratories working within the Cancer Vaccine Consortium (3, 4, 11). In contrast to published data, the findings of the present study demonstrate that when standardized training and validated assay methods are followed, the results of the IFN-
ELISPOT assay and the associated handling of test material are notably and highly concordant among laboratories. These data hold promise for the HIV vaccine field as a whole and also for cancer, malaria, and tuberculosis cell-based vaccines. It is possible that comparable data can be obtained across multicenter trials and continents, facilitating concordant and, if warranted, accelerated vaccine development efforts. |
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Training of laboratory teams.
Prior to commencing studies, whether with an existing laboratory and staff or with a newly built laboratory and new staff, the laboratory team enters the IAVI Core training program. In brief, laboratory teams attend a 2-day basic training course on GCLPs, followed by up to 2 weeks of in-depth training in IAVI standard operating procedures (SOPs), which include the isolation, counting, and freezing of peripheral blood mononuclear cells (PBMC) and the actual ELISPOT assay procedures, among other things (28). A laboratory training manual is implemented, and after a review of the manual, each technician is required to successfully complete a written test. Further training is then provided at the on-site laboratory by an IAVI technician who covers the same procedures described in the manual, after which the site team is required to complete both a qualifying test for PBMC isolation and freezing and, separately, an IFN-
ELISPOT qualifying test. Finally, successful laboratory teams receive a technical audit of laboratory assays every 6 months and are enrolled in an ongoing quality control program whereby proficiency in PBMC procedures is reviewed monthly and proficiency in ELISPOT assay procedures is reviewed using the negative and positive control data generated in ongoing clinical trials. The laboratories are also enrolled in a GCLP accreditation program (28).
Proficiency panel design. Supplies for one to two proficiency panels are distributed every year. To date, sample sets for four proficiency panels have been submitted to a number of laboratories, and data from the first three panels have been evaluated (Table 1). In brief, the panel sample set consists of duplicate frozen PBMC samples that are thawed and exposed to blind stimuli consisting of a mock stimulus; a mixture of 32 influenza virus, Epstein-Barr virus (EBV), and cytomegalovirus (CMV) peptides (CEF peptides); a pool of CMV pp65 15-mer peptides; and phytohemagglutinin (PHA; Sigma, Poole, Dorset, United Kingdom). The CEF peptides are a panel of 32 8- to 10-amino-acid peptides encompassing epitopes from influenza virus, EBV, and CMV designed to cover diverse major histocompatibility complex class I genotypes; responses are detected in approximately 70% of healthy individuals in Africa, Europe, and the United States (5, 20; also data not shown). The CEF and CMV peptides were synthesized to 90% purity (Anaspec Inc., CA). Two operators each performed thawing and, for panels 1 and 2, repeat testing on two occasions, with results submitted to an independent statistician for evaluation. IAVI SOPs and proficiency panel work instructions were followed, and all procedures were performed under GCLP conditions, as described previously.
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TABLE 1. Design of proficiency panels 1 to 3
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ELISPOT assay.
The IFN-
ELISPOT assay was performed as described previously (22). In brief, 96-well Multiscreen HTS IP plates (MSIP4510; Millipore, United Kingdom) were incubated overnight with 10 µg/ml of clone 1-D1K mouse anti-human IFN-
monoclonal antibody (Mabtech, Sweden). The next day, after being washed and blocked with RPMI medium-10% FCS, the PBMC were plated at 2 x 105 viable PBMC per well and stimulated in quadruplicate according to the ELISPOT templates provided. Blind stimuli included a mock stimulus (RPMI medium-10% FCS with dimethyl sulfoxide [DMSO] to give a final concentration per well of 0.45% DMSO) to control for DMSO included in the peptide stimuli, CEF and CMV peptides at 1.5 µg/ml, and PHA (Sigma, Poole, Dorset, United Kingdom) at 10 µg/ml. Following overnight incubation at 37°C and 5% CO2, the production of IFN-
was assessed by the addition of 100 µl of 1-µg/ml filtered biotinylated clone 7-B6-1 mouse anti-human IFN-
antibody (Mabtech, Sweden) for 2 to 4 h, the addition of ABC peroxidase-avidin-biotin complex (Vector Laboratories, Burlingame, CA) for 1 h, and development with filtered AEC (3-amino-9-ethylcarbazole) substrate solution (Vector Laboratories, Burlingame, CA) for 4 min. Plate results were read using an automated AID ELISPOT reader (AutoImmun Diagnostika, Germany). The ELISPOT data are expressed as the numbers of spot-forming cells (SFC) per million PBMC.
Statistical analysis. Analyses of the recovery and viability results for thawed PBMC, the numbers of SFC per million PBMC, and the coefficients of variation (CV) of results were performed by the EMMES Corporation (Rockville, MD). The signed-rank test was used for paired observations (e.g., comparisons between operators), and the Kruskal-Wallis test was used for comparing multiple groups (e.g., samples within each panel). Measures of correlation are based on Spearman's correlation coefficient.
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FIG. 1. Recovery and viability of thawed rested PBMC at participating laboratories in each proficiency panel. The recovery is indicated as the percentage of viable thawed cells recovered relative to the number of viable cells frozen. PBMC were cryopreserved in aliquots of 10 million; thus, the recovery of 6 million viable PBMC would be 60% recovery. The viability of the total PBMC fraction following thawing and resting is indicated. Each point represents a single thawed sample. Boxes represent the interquartile ranges, and horizontal lines within the boxes represent the medians. Vertical bars extend to the largest observed value within 1.5 times the interquartile range. Laboratories listed on the x axes are identified in Materials and Methods.
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TABLE 2. Comparison of recovery and viability results for PBMC thawed at proficiency panel sites for panel participation or at the IAVI Core Lab for assessment of immunological responses from clinical trial specimens
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Comparisons between operators. To compare the observations of operators at each site, the paired differences in recovery and viability for each donor were tested using Wilcoxon's signed-rank test. Recovery data differed between operators at one lab in panel 1 (P = 0.031) and at three labs in panel 3 (P = 0.0156, 0.0078, and 0.0078). The viability percentages differed between operators at two labs in panel 1 (P = 0.031 for both) and one lab in panel 3 (P = 0.0156). With samples from only three volunteers, panel 2 had very low statistical power, and no differences between operators were observed.
Correlation with ELISPOT assay responses. Overall, there was a statistically significant though not very strong correlation (20.5%; P = 0.0067) between the percentages of viability and the magnitudes of PHA responses in the ELISPOT assay. Among panels 1, 2, and 3, the correlations were inconsistent in magnitude and direction, being –19% (P = 0.201), 49% (P = 0.006), and 29% (P = 0.005), respectively. Similarly, there was a weak though statistically significant negative correlation (–24.4%; P = 0.0007) overall between recovery rates and magnitudes of CMV responses in the ELISPOT assay. Again, the correlations were inconsistent, being 0% (P = 1.0), –44% (P = 0.008), and –26% (P = 0.012), respectively, for panels 1, 2, and 3. No other correlations were observed.
ELISPOT assay performance. Two operators per laboratory independently set up each ELISPOT assay by following the SOPs and template instructions for adding the blind stimuli. Responses for each donor sample in each laboratory to the different stimuli are expressed as the numbers of SFC per million PBMC and are shown in Fig. 2. Mock (i.e., background or medium) responses are the well counts, whereas CMV, CEF, and PHA responses are the well counts after the subtraction of mock response values. Only 3 (1%) of the 323 responses to the mock stimulus were above 55 SFC/106 cells, indicating an excessive background count that would result in assay failure and subsequent retesting of the sample in present IAVI clinical trials. For the IAVI proficiency panels in the present study, the mean background level at the seven sites ranged from 2.3 to 13.6 SFC/106 PBMC and was 7.7 ± 15.2 (standard deviation [SD]) overall. If the three specimens with >55 SFC/106 PBMC are excluded, then the mean background level ± SD was 6.6 ± 8.0 SFC/106 PBMC.
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FIG. 2. Laboratory ELISPOT spot-forming unit (SFU) counts for each donor PBMC sample in response to specific stimuli in panels 1 to 3. SFU counts shown for CEF and CMV peptides and PHA were determined by subtracting background values and are presented per 106 PBMC. Each box plot represents all results for a single donor. A single observation represents the mean response from one lab and one operator.
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The variation across laboratories in the responses of each donor sample to CEF peptides is shown in Fig. 2B. In general, the responses from the different labs are similar, with a range of about half a log for each sample. However, the figure also shows that any response classification (a horizontal line drawn from any point on the y axis) would result in at least one sample falling into more than one category. In IAVI clinical trials, the definition of CEF positivity is a response of >38 SFC/106 cells from multiple samples evaluated over time. By this definition, the data across laboratories show 2 samples (no. 4 and 13) with only negative responses, 2 samples (no. 11 and 14) with mostly negative responses, one sample (no. 9) with mostly positive responses, and the remaining 12 samples with all positive responses. In panel 1, five of the six lowest CEF responses were analyzed by the same operator. Further investigation revealed that the operator had previously used only fresh PBMC for ELISPOT assays and had little experience with thawing PBMC. Revised instructions and training on the use of cryopreserved PBMC were provided for the subsequent panels.
The variation across laboratories in the responses of each donor sample to CMV pp65 is shown in Fig. 2C. Again, the range of responses is about half a log per sample (except for sample 4 from panel 1), showing the consistency in results across labs. If CMV-positive responses are arbitrarily defined as those with >50 SFC/106 cells, then the CMV results would be categorized as six negative samples, two borderline responders (samples 4 and 9), and nine positive samples.
PHA responses are shown in Fig. 2D. The majority are >1,000 SFC/106 cells, as expected, except for some panel 3 responses of
450 SFC/106 cells and four panel 1 responses of <108 SFC/106 cells. Three of the low panel 1 responses were measured by the same operator who obtained five of the six lowest CEF responses.
ELISPOT assay variation in each panel.
In IAVI trials, a typical analysis of ELISPOT data uses the mean count from replicate wells for each peptide on a plate. Since the number of replicates is generally small (usually three or four), the mean can easily be influenced by extreme values. Thus, as one of the criteria for defining positive responses, IAVI requires that the variation among the replicates be small relative to the mean. That is, the CV, defined as the SD divided by the mean, must not be greater than 70%. Since the three panels were conducted in sequence, with an interval of 6 to 9 months between each one, we wanted to investigate whether there was any change in the CV across quadruplicate wells. Typical examples are shown in Fig. 3. Clearly, as the mean spot counts increased, the CV decreased; it remained below 70% (in general
30%) for counts greater than 50 SFC per 106 cells, and there was little variation among the three panels.
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FIG. 3. The CV between replicate wells for two of the laboratories that participated in all three panels are shown, in relation to grouped ELISPOT SFC counts for CEF and CMV peptides and PHA. The dotted line represents a CV of 70%. Counts were determined by subtracting background values and are presented per 106 PBMC. Within each subgroup, there are up to three box plots, representing panels 1 to 3, respectively.
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ELISPOT assay responses to CEF and HIV peptide pools used in the trial. There is a slight trend toward fresh samples scoring higher than frozen samples for vaccine-induced responses (those to HIV peptide pools), in contrast to CEF responses, which likely represent memory T-cell responses to previous CMV and EBV exposure. In addition, the CEF response should be entirely CD8 restricted (8- to 10-mer peptides) whereas the responses to Env, Pol, and Nef are mediated by both CD4 and CD8 T cells (15-mer peptides).
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FIG. 4. Spot-forming unit (SFU) counts, determined by subtracting background values, for samples isolated at all postvaccination time points and assessed for responses to HIV peptide pools during an HIV vaccine trial. Freshly isolated PBMC were used in Nairobi, and responses (y axes) were correlated to those of thawed frozen PBMC in the assay performed at the IAVI Core in London (x axes). Spearman's correlation coefficient is also shown and is statistically significant for all peptide pools (P is <0.05 for all except Pol B1, for which P is 0.0562). Regression lines were calculated only for positive responses (i.e., a response of >0 SFU after the subtraction of background values).
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These types of results have not been achieved in previous proficiency panels among laboratories across organizations, either in the HIV vaccine field or in other fields such as cancer research (4, 11). The ability to determine whether a response is either positive or negative is critical for assessing vaccine immunopotency, i.e., the ability to induce an immune response (7, 8). When multiple laboratories are able to categorize samples in a consistent manner, comparative assessment and decision making for multiple vaccine candidates become easier both across and within networks. The use of multiple laboratories will accelerate the testing of vaccines and, hence, vaccine development and will furthermore provide robust ELISPOT data capable of distinguishing different response rates and magnitudes. The salient details that enabled concordant performances across seven laboratories based on three continents, an objective not achieved previously, were the standardized methods employed and the operators' familiarity with these methods (11). These included not only the methods and reagents used in the assay but also the ELISPOT assay reader model and settings, which are critical for counting spots with the same morphology (12). Methods of shipping, storage, thawing, and overnight resting of PBMC have been shown previously to affect measures of antigen sensitivity and assay performance (4, 6, 8, 17, 18, 27). Indeed, other panels have shown an improvement in sensitivity and general performance when some of these factors are standardized in successive panels (11).
In addition to the standardized methods used, another significant difference affecting performance in these panels versus other panels was the quality systems of participating laboratories. All IAVI partner laboratory personnel involved in the testing of IAVI- or other network-sponsored HIV vaccines undergo carefully integrated training, operate in a GCLP environment, and follow detailed SOPs that necessitate active interpretation of results and recording of incubation times. These aspects result in a highly controlled environment that may not be achieved in all laboratories. In support of this prospect, it is prudent to highlight that operator variation, a well-known factor in ELISPOT assay variability, was not of note in these panels (12), although consistent differences in ELISPOT assay counts from the two operators at one laboratory in panel 1 and another in panel 3 were obtained (data not shown). The background values observed in the panels described in this study were very low, with an overall mean of 6.6 SFC/106 cells (determined by excluding 3 samples, of the total of 323, which had >55 SFC/106 cells), whereas in other proficiency panels, numerous laboratories produced high background values that clearly affected the determination of positive responses (11). A possible explanation for high background levels may be the serum source. At IAVI, a standardized FCS is purchased in a large volume after prescreening to ensure that both low background and antigen-specific responses are supported.
Differences across laboratories with respect to viable cell counts were noted, even though the counts were obtained from the same donor PBMC isolated from the same blood draw. These differences were due most likely to the use of different automated counting equipment, some of which performed integrated viable cell counts and some of which did not. The number of laboratories per panel using each particular counter does not permit the statistical evaluation of this variable, though we note that the different viable cell counts did not in general correlate with the SFC values, indicating that perhaps differences in recovered cells were related to disparity in the numbers of cryopreserved PBMC per vial. In particular, cell counting should be standardized across laboratories and the use of automated counters should be encouraged. The cell-counting procedures for these automated counters can be validated and carried out under GCLP guidelines. We looked at the CV among replicate wells as a measure of the performances of those laboratories that participated in all three consecutive panels. No marked decrease or improvement in the CV was noted, probably due to the optimized methods in use since the first panel was conducted. This conclusion is supported by the values observed in the first panel, in which 36 (95%) of the 38 CEF and CMV ELISPOT assay counts in the range of 50 to 250 SFC/106 cells had a CV below 50%, which is low for a biological assay of low magnitude (16, 21).
Upon the review of the panel 1 data, it was revealed that one operator was inexperienced at thawing frozen PBMC and encountered difficulties. As a result, improved instructions relating to these aspects, often considered routine in most laboratories, were provided. In the subsequent panels, no difficulties with thawing were observed.
Regular independent quality assurance testing is a key component of the quality systems required for any test being conducted by IAVI-sponsored GCLP guideline-compliant laboratories. Given that there is no independent EQA program such as the United Kingdom National External Quality Assessment Service CD4 program for ELISPOT assays at present, the proficiency panel provides a step toward such assurances within the IAVI program. In addition, frozen samples from all clinical trial sites are routinely shipped to the IAVI Core in London for independent testing. There remains a need across multiple programs for EQA panels.
The disappointing lack of efficacy of the Merck adenovirus-based HIV vaccine candidate led previously to a discussion concerning the utility of the IFN-
ELISPOT assay (26). It is worth noting that the performance and robustness of this assay continue to make it a valid assay of T-cell vaccine immunopotency in early clinical development (7). This paper provides encouraging evidence that when applied using standardized methods, the ELISPOT assay is sensitive and discriminatory and that highly concordant results can be obtained across laboratories located on three different continents. This finding is encouraging for multicenter vaccine trials across disciplines and also for the possibility of obtaining comparable results in the detection and discernment of cellular immune responses of differential magnitudes.
The contents of this paper are the responsibility of IAVI and do not necessarily reflect the views of USAID or the U.S. government.
We acknowledge N. Baskaran and T. Sekar from the TRC site.
Published ahead of print on 17 December 2008. ![]()
M.J.B. and P.H. contributed equally to the work. ![]()
Present address: Sanofi Pasteur, Swiftwater, PA. ![]()
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ELISPOT, cytokine flow cytometry, and tetramer assay using CMV peptides. BMC Immunol. 9:9.[CrossRef][Medline]
3-vaccinated rhesus macaques. J. Virol. 79:8131-8141.
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