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Clinical and Vaccine Immunology, November 2008, p. 1745-1748, Vol. 15, No. 11
1071-412X/08/$08.00+0 doi:10.1128/CVI.00247-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.
Potentially Exposed but Uninfected Individuals Produce Cytotoxic and Polyfunctional Human Immunodeficiency Virus Type 1-Specific CD8+ T-Cell Responses Which Can Be Defined to the Epitope Level 
A. L. Erickson,1
C. B. Willberg,1
V. McMahan,2
A. Liu,3
S. P. Buchbinder,3
L. A. Grohskopf,4
R. M. Grant,2 and
D. F. Nixon1*
Division of Experimental Medicine, Department of Medicine, UCSF, San Francisco, California 94110,1
Gladstone Institute of Virology and Immunology, UCSF, San Francisco, California 94158,2
Division of VCF and Epidemiology, Department of Medicine, UCSF, San Francisco, California 94143,3
Epidemiology Branch, Division of HIV/AIDS Prevention, Centers for Disease Control and Prevention, Atlanta, Georgia 303334
Received 10 July 2008/
Returned for modification 6 August 2008/
Accepted 8 September 2008

ABSTRACT
We measured CD8
+ T-cell responses in 12 potentially exposed
but uninfected men who have sex with men by using cytokine flow
cytometry. Four of the individuals screened exhibited polyfunctional
immune responses to human immunodeficiency virus type 1 Gag
or Vif. The minimum cytotoxic T lymphocyte epitope was mapped
in one Gag responder.

TEXT
Understanding the specific immune responses conferring protection
from infection in individuals exposed to human immunodeficiency
virus type 1 (HIV-1) is critical for vaccine design. Immune
parameters (CD4
+ T-helper responses, cytotoxic T lymphocytes
[CTLs], and soluble factors, including cytokines, B-chemokines,
CD8
+ T-cell noncytotoxic anti-HIV responses, and anti-HIV immunoglobulin
A antibodies) have been detected in HIV-exposed but HIV-uninfected
individuals at variable levels (
5,
10-
14,
16-
18,
20,
22-
24,
26,
27,
29-
31). Not all studies have detected such responses,
fostering controversy as to the technical assessment and validity
of these results. CTL studies of HIV-exposed, uninfected individuals
are challenging, often demonstrating weak antigen-specific responses
that are neither readily mappable to epitopic determinants nor
consistently detectable over time (
1,
15,
19). There have been
no convincing demonstrations of the fine mapping of an epitope
recognized by a CTL line in individuals exposed but uninfected.
We describe the detection of cytotoxic CD8
+ T-cell immune responses
to HIV-1 Gag and Vif antigen cells by cytokine flow cytometry
(CFC) in a cohort of potentially exposed but uninfected men
who have sex with men (MSM). Fine mapping revealed reproducible
responses to a single epitope in one individual. Moreover, CTL
lines were generated validating the responses generated in the
CFC assay, providing the first convincing evidence for antigenic
specificity of a CD8
+ T-cell response in a potentially exposed
but uninfected individual.
CD8+ T-cell immune responses were analyzed in 12 MSM enrolled in a clinical safety trial of oral antiretroviral preexposure prophylaxis. None had yet received study medication. Entry criteria required at least one high-risk sexual exposure in the last 12 months. Thirteen (1.9%) of the 679 men screened tested HIV-1 positive at screening or enrollment. Among the 400 men enrolled in the cohort, 56% reported unprotected anal sex within the previous 3 months and 29% with an HIV-positive or unknown-status partner. Oraquick anti-HIV-1 antibody testing using oral fluid was performed at each study visit, and peripheral blood mononuclear cells (PBMC) were banked at enrollment, at 1 month postenrollment, and at 3-month intervals thereafter. PBMCs were thawed and restimulated with 5 µg/ml HIV consensus B pooled peptides (Nef, Tat, and Vif) and HXB2 Gag pool peptides (NIH AIDS Research and Reference Reagent program) or Staphylococcus enterotoxin B (SEB) (1 µg/ml; positive control) for 12 to 16 h. Brefeldin A and monensin were added for the last 5 h. PBMCs were then stained with extracellular antibodies (CD8 and an amine dye live/dead cell marker) and intracellular antibodies (gamma interferon [IFN-
], tumor necrosis factor alpha [TNF-
], and CD3). Because it is believed that polyfunctional CD8+ T cells play an important role in the control of HIV-1 infection (6), and it has been shown that CD8+ T cells expressing TNF-
and IFN-
are representative of a cytotoxic T-cell phenotype (21), CFC was performed, gating on the CD3+ CD8+ TNF-
+ and/or IFN-
+ cells.
Of the 12 individuals screened by CFC, four had detectable Gag (n = 3) or Vif (n = 1) responses (Fig. 1a to c). Roche ultralow Cobas 1.5 HIV-1 RNA viral load testing with a lower limit of detection of 2.5 copies/ml was performed on plasma from the Gag and Vif responders and found to be negative at all time points studied. Longitudinal analysis over 6 months of the Vif-responding individual initially revealed a clear response. Two months of follow-up failed to detect a Vif response; however, 3 months later, the Vif response had returned (Fig. 2). It is possible that this individual was exposed to HIV-1 prior to the first determination and again prior to the third determination. It is interesting to note that the response at the third time point exceeded the first, consistent with a recall response.
PBMC from the four responding individuals were restimulated
with peptide pools that previously elicited responses, using
samples from the same time point as in the CFC assay. Antigen-specific
populations were expanded and measured via standard a
51chromium
(
51Cr) release assay (
9). Among these individuals, only the
CD8
+ T cells from one Gag responder showed detectable lysis
by
51Cr release assay (Fig.
3). The Gag-specific cell line lysed
the P55 Gag peptide pool target used to restimulate the PBMC
as well as the P17 Gag pool target and a subset of the P17 pool,
called P17 pool 1 (containing HXB2 Gag peptides 4985 to 4994,
representing amino acids (aa) 1 to 51 of the P17 protein of
Gag) (Fig.
3a). To identify the 15-mer peptide being targeted
by the Gag-specific cell line, pool 1 of P17 was broken down
into the 10 individual peptides (4985 to 4994, representing
aa 1 to 51 of Gag P17) comprising the pool (Fig.
3b). The Gag-specific
cell line recognized the 15-mer peptide EKIRLRPGGKKKYKL (p4989;
P17 aa 17 to 31) and not any of the other peptides in pool 1
of P17 Gag. This line also lysed a recombinant vaccinia Gag-infected
target but not a control recombinant vaccinia Env target (Fig.
3c), indicating that it was capable of recognizing endogenously
synthesized antigen. Therefore, it is likely that the observed
antigen specificity was not an artifact of peptide in vitro
restimulation. Interestingly, this is an epitope-rich area in
Gag, containing two overlapping HLA-A*0301-restricted epitopes,
KIRLRPGGK (KK9; P17 aa 18 to 26) and RLRPGGKKK (KR9; P17 aa
20 to 28), both present in the P17 peptide from aa 17 to 31.
HLA typing by single specific primer PCR confirmed this individual
was HLA-A*0301 positive. As the KK9 epitope was also present
within a second, overlapping peptide (P17 aa 13 to 27) not recognized
by the Gag specific line, it was probable that KR9 was the true
epitope. This was confirmed by comparing the ability of the
Gag cell line to recognize and kill target cells presenting
either the minimal KR9 epitope or the P17 peptide from aa 17
to 31 (containing both epitopes) (Fig.
4). The Gag cell line
lysed both targets with equal efficiency, indicating that the
A*0301-restricted KR9 epitope was the epitope targeted by the
exposed but uninfected individual, who remained HIV-seronegative
at this time point. Notably, this epitope has been previously
identified to be targeted in acute infection. Moreover, KR9
is considered an immunodominant epitope (
3,
4,
7,
32).
We have shown that a subset of potentially exposed but uninfected
MSM have detectable Gag and Vif CTL responses by CFC assay and
have validated this method of immune detection by mapping the
HLA-A*0301-restricted P17 Gag CTL epitope KR9 in one Gag responder.
The detection and fine mapping of a T-cell epitope in an exposed
but uninfected individual is an important advance in confirming
the validity of responses seen at a low magnitude in exposed
but uninfected individuals. The epitope mapped here is restricted
by HLA-A*0301 and is identical to one detected and previously
described in HIV-1-infected subjects. The variability of the
responses seen in these subjects over time suggests that the
T cells are reactive to low-level exposure that does not result
in an infection or sustainable response. It cannot be ruled
out in the present study that there was not a low-level infection,
since in one study of exposed but uninfected individuals, it
was shown that very low levels of virus could be PCR amplified
and sequenced from two individuals that were antibody negative
(
33). However, RNA viral-load testing with a lower limit of
detection of 2.5 copies/ml was found to be negative at all time
points studied within our population. Whether the T cells generated
at one time point are then involved in protection against infection
at a subsequent exposure is unknown (
2,
25). However, Gag-specific
CTLs can target virus prior to HIV replication and integration
events (
8,
28).
We have demonstrated that individuals potentially exposed to HIV-1 but uninfected can make functionally competent CD8+ T-cell responses. Moreover, these responses display polyfunctionality and are capable of killing targets presenting cognate epitopes. It may be speculated that the generation of strong polyfunctional CD8+ T-cell responses might confer protection against HIV-1 infection, suggesting that the development of a CD8+ cell-based vaccine may be feasible. However, as this work is limited in having performed fine mapping in only one individual, it will be important to further compare individuals who remain uninfected despite high-risk activities to those who subsequently seroconvert.

ACKNOWLEDGMENTS
This work was supported in part by a grant from the UCSF AIDS
Biology program of the AIDS Research Institute, CDC grant #U64/CCU917889-01
and contract #200-2003-03007, UARP IDEA award #ID01-GI-115,
and NIH grant AI62333.
The findings and conclusions in this report are those of the authors and do not necessarily represent the views of the Centers for Disease Control and Prevention.
The use of trade names and commercial sources is for identification only and does not imply endorsement by the U.S. Department of Health and Human Services.

FOOTNOTES
* Corresponding author. Mailing address: Division of Experimental Medicine, Department of Medicine, UCSF, San Francisco, CA 94110. Phone: (415) 206-5518. Fax: (415) 206-5581. E-mail:
douglas.nixon{at}ucsf.edu 
Published ahead of print on 24 September 2008. 

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Clinical and Vaccine Immunology, November 2008, p. 1745-1748, Vol. 15, No. 11
1071-412X/08/$08.00+0 doi:10.1128/CVI.00247-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.