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Clinical and Vaccine Immunology, April 2007, p. 382-390, Vol. 14, No. 4
1071-412X/07/$08.00+0 doi:10.1128/CVI.00374-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.

Department of Microbiology and Immunology, Albert Einstein College of Medicine, Bronx, New York 10461,1 Department of Pathology, Harvard Medical School, 77 Avenue Louis Pasteur, Boston, Massachusetts 02115,2 Division of Infectious Diseases, Department of Medicine, Albert Einstein College of Medicine and Montefiore Medical Center, Bronx, New York3
Received 9 October 2006/ Returned for modification 13 November 2006/ Accepted 5 February 2007
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The first antimicrobial therapy for pneumococcal infections was sera consisting of serotype-specific antibodies (7, 24). This modality, serum therapy, was used until the late 1930s but was abandoned due to the toxicity of heterologous sera in humans and the introduction of antibiotics (7). However, the late-20th-century appearance of antibiotic-resistant strains and the increased number of immunocompromised patients at risk for pneumococcal disease (7) have led to the search for new approaches to treat and prevent pneumococcal disease. Vaccination with pneumococcal capsular polysaccharide (PPS)-based vaccines is effective in preventing invasive pneumococcal disease in individuals considered to be at low to moderate risk (22, 31, 54). PPS vaccination is recommended for adults over the age of 65 and those with underlying conditions that predispose to pneumococcal disease (29); however, PPS vaccines are poorly immunogenic in adults who are at high risk for pneumococcal disease, such as elderly and immunocompromised patients, including those with human immunodeficiency virus infection (41). A PPS-protein conjugate vaccine is effective against invasive disease in infants and young children (34).
PPS vaccines are thought to prevent pneumococcal disease by inducing the production of opsonic, type-specific immunoglobulin G (IgG) (43). However, a human PPS-specific IgM monoclonal antibody (mAb), D11, that is highly protective against lethal systemic infection (56) and pneumonia (8, 9) with serotype 8 pneumococci in mice does not promote opsonic killing in vitro (9). Interestingly, the efficacy of D11 against pneumonia is associated with immunoregulation (8). It is not known if the association between antibody efficacy and immunoregulation is limited to pneumonia or infection with serotype 8 or if it extends to other manifestations of pneumococcal disease and/or other serotypes. The challenge of treating infection with antibiotic-resistant pneumococcal strains and of managing pneumococcal disease in immunocompromised patients has brought the prospect of immunomodulation as antimicrobial therapy to the forefront (40). As such, extending the observation that antibody efficacy is associated with immunoregulation to additional disease models and pneumococcal serotypes is an important step towards translating the concept of immunomodulation as an approach to antimicrobial therapy to the bedside. In this study, we investigated whether the efficacy of a protective human mAb to serotype 3 pneumococcal capsular polysaccharide that depends on an intact complement pathway to mediate protection also depends on B or T cells and determined the effect of the mAb on the cytokine-chemokine response to systemic infection with serotype 3. Our results showed that B and T cells were dispensable for antibody efficacy and that antibody-mediated protection was associated with immunomodulation.
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Antibodies.
mAb A7 [IgM(
)] is a mAb derived from XenoMouse mice (23) that was previously shown to bind PPS3 and protect mice from death after systemic pneumococcal challenge (13). A7 was purified by affinity chromatography using anti-human IgM-coated beads (Sigma-Aldrich, St. Louis, MO). A human myeloma IgM (Calbiochem, San Diego, CA) was used as a negative control.
Mice. To determine the role of B and T cells in mAb-mediated protection, CD4 T-cell-deficient (CD4/), CD8 T-cell-deficient (CD8/), B-cell-deficient (µMT/), and SCID mice were used, with C57BL/6 mice as a wild-type background control. To determine the role of natural IgM in IgM-mediated protection, secretory IgM (sIgM)/ mice were used with C57BL/6 x Sv129 mice as a wild-type background control as per Boes et al. (4). CD4/, CD8/, µMT/, C57BL/6, and C57BL/6 x Sv129 mouse strains were originally obtained from the Jackson Laboratory (Bar Harbor, ME). SCID mice were obtained from Taconic Farms (Germantown, NY). The generation of sIgM/ mice has been previously described (3). Mice were maintained by the Institute for Animal Studies at the Albert Einstein College of Medicine, Bronx, NY, in accordance with the rules and regulations of animal welfare at the Albert Einstein College of Medicine. Since wild-type littermates of immune system component-deficient mice were not available, nonlittermate mouse controls were purchased from suppliers, as has been done by other groups (13, 56). Male and female mice 6 to 8 weeks old were used.
Systemic infection model and mouse protection studies. A7 was previously shown to protect mice against death from intraperitoneal (i.p.) infection with serotype 3 pneumococci (13). The same model was used in this study: 10 µg/100 µl of A7, human myeloma isotype control IgM, or phosphate-buffered saline (PBS) was administered i.p. 1 h prior to i.p. infection with 30 CFU of serotype 3 pneumococci. Survival was monitored for 14 days. The 50% lethal dose (LD50) for each mouse strain was also determined by Reed and Muench LD50 calculations (data not shown). For C57BL/6 mice, the LD50 was 2.3 x 102 CFU. In sIgM/, µMT/, CD4/, CD8/, and SCID mice, 100% lethality with 10 CFU was observed (data not shown).
Determination of blood, lung, and spleen bacterial burdens. In experiments separate from the survival studies, mice were infected as described above, bled from the retro-orbital sinus 18 h postinfection, and killed by cervical dislocation, after which their lungs and spleens were removed aseptically, washed in PBS, and homogenized in Hanks' balanced salt solution (Mediatech, Herndon, VA). The time period between infection and bleeding was selected after pilot studies revealed that it was associated with the appearance of cytokines in the sera of surviving mice (data not shown). To compare IgM- and antibiotic-mediated protection, penicillin (PCN; penicillin G potassium salt; Sigma-Aldrich) was administered in a separate group of experiments. The PCN dosage and administration schedule were adapted from those of Knudsen et al. (28) with some modifications: 10 mg of PCN/kg of body weight was administered subcutaneously in the neck region 1 h prior to i.p. infection with 30 CFU of serotype 3 pneumococci, followed by two more PCN injections once every 6 h. Mice were sacrificed either 6 or 18 h postinfection. Tissue samples were serially diluted in TSB, plated onto TSB plates with 5% sheep's blood (Becton Dickinson), and incubated for 24 h at 5% CO2 at 37°C; CFU in the samples were counted the following day. The lowest limit of detection was 20 CFU/ml, and results were reported as such if no bacteria were detected in undiluted samples. Care was exercised to avoid endotoxin contamination by using autoclaved materials and thoroughly rinsing instruments with 70% ethanol between each dissection.
Determination of levels of cytokines in spleen tissue and sera. Levels of keratinocyte-derived chemokine (KC) and interleukin-6 (IL-6) in sera and levels of KC, IL-6, and macrophage inflammatory protein-2 (MIP-2) in spleen tissue were determined by enzyme-linked immunosorbent assay (ELISA) using samples from A7-, myeloma IgM-, and PBS-treated mice collected 18 h after infection. Blood was allowed to clot on ice for 1 h, after which serum was separated by centrifugation for 30 min at 3,000 x g at 4°C and stored at 20°C until use. Spleens were homogenized in 1 ml of Hanks' balanced salt solution (Mediatech) and centrifuged for 30 min at 2,000 x g at 4°C. Supernatants were collected and stored at 20°C until use. ELISA kits (R&D Systems, Minneapolis, MN) were used according to the manufacturer's protocol as previously described (8, 9).
White blood cell count. Whole blood was diluted 1:20 in Turk's solution (1% glacial acetic acid and 0.01% gentian violet in distilled H2O) as described previously (47). Viable cells were then scored with a hemocytometer to determine the total white blood cell count. For the differential count, whole blood was diluted 1:20 in 10% EDTA and smeared onto a slide. Monocytes, lymphocytes, and neutrophils were scored based on morphology by light microscopy until a total count of 100 cells was reached.
Opsonophagocytic killing assay. The ability of A7 to mediate the opsonophagocytic killing (opsonophagocytosis) of type 3 pneumococci by murine macrophage-like cells was determined as described previously (9, 38). Briefly, opsonophagocytic killing assays were performed with a total volume of 100 µl; 2 x 103 CFU of serotype 3 pneumococci were coincubated at room temperature for 30 min with a 1-, 10-, or 50-µg/ml solution of A7 or control IgM. J774.1 murine macrophages (106 cells/well) and 10% (by volume) mouse serum complement (Sigma-Aldrich) were added, and the mixtures were incubated for 1 h at 37°C. Dilutions of the cultures were spread onto TSB plates with 5% sheep's blood (Becton Dickinson) and incubated at 37°C overnight in 5% CO2, and CFU were counted the following day. A separate experiment was done with heat-killed complement by incubating the complement source at 65°C for 30 min. The numbers of CFU were normalized as percentages of the number of CFU in the control (pneumococci plus macrophages or polymorphonuclear leukocytes [PMNs] plus complement). To determine whether the ability of A7 to promote opsonic killing was influenced by the species mismatch in this protocol, we determined the ability of A7 to promote pneumococcal killing by human PMNs as described previously for another human IgM mAb to PPS (9).
Statistical analysis. The numbers of CFU in blood, spleen, and lung lysates and those in samples after opsonophagocytic killing assays and the levels of cytokines and chemokines were compared by performing an unpaired t test or, if the data were not normally distributed, the Mann-Whitney test. A one-sample t test was used to compare CFU data represented by the lowest limit of detection to data from the appropriate controls. For those cytokines that were not detected, the lowest limit of detection of the assay (according to the manufacturer's directions) was used in a one-sample t test for comparison with the results for the other treatment groups. Grubbs' test was used to detect outliers. Mouse survival data were analyzed statistically by using the Kaplan-Meier log rank survival test. All statistical analyses were performed using Prism (v.4.02 for Windows; GraphPad Software, San Diego, CA). A P value of <0.05 was used for statistical significance.
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FIG. 1. Survival after i.p. infection with serotype 3 pneumococci. The percentages of PBS ( )-, myeloma IgM ( )-, and A7 ()-treated mice surviving after i.p. infection with serotype 3 pneumococci at the times indicated on the x axis are depicted. Mice were as follows: C57BL/6 (A), CD4/ (B), CD8/ (C), µMT/ (D), SCID (E), C57BL/6 x Sv129 (F), and sIgM/ (G). *, P of <0.05 between groups receiving the designated treatments; Kaplan-Meier log rank survival test. n, 6 to 8 mice per group.
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FIG. 2. CFU in blood and tissue after i.p. infection with serotype 3 pneumococci. CFU in blood (A), lungs (B), and spleens (C) were enumerated 18 h after i.p. infection with serotype 3 pneumococci. Black bars represent C57BL/6 x Sv129 mice, while white bars represent sIgM/ mice. Each bar represents the mean for the designated group; the error bars show the standard errors of the means. *, P of <0.05 between groups receiving the designated treatments; Mann-Whitney, unpaired t test, or one-sample t test. n, 12 to 13 mice per group for CFU in blood and 4 to 8 mice per group for CFU in lung and spleen tissue.
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FIG. 3. Cytokines in sera after i.p. infection with serotype 3 pneumococci. Serum IL-6 (A) and KC (B) protein levels were measured 18 h after i.p. infection with serotype 3 pneumococci. Black bars represent C57BL/6 x Sv129 mice, while white bars represent sIgM/ mice. Each bar represents the mean for the designated group; the error bars show the standard errors of the means. *, P of <0.05 between groups receiving the designated treatments; unpaired t test or one-sample t test. n, 7 to 13 mice per group; ND, none detected.
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FIG. 4. Splenic cytokines after i.p. infection with serotype 3 pneumococci. Splenic IL-6 (A), KC (B), and MIP-2 (C) protein levels were measured 18 h after i.p. infection with serotype 3 pneumococci. Black bars represent C57BL/6 x Sv129 mice, while white bars represent sIgM/ mice. Each bar represents the mean for the designated group; the error bars show the standard errors of the means. *, P of <0.05 between groups receiving the designated treatments; unpaired t test. n, 7 to 13 mice per group.
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FIG. 5. Total white blood cell counts and differential counts after i.p. infection with serotype 3 pneumococci. Total leukocytes (A), lymphocytes (B), monocytes (C), and neutrophils (D) were enumerated 18 h after i.p. infection with serotype 3 pneumococci. Black bars represent C57BL/6 x Sv129 mice, while white bars represent sIgM/ mice. Each bar represents the mean for the designated group; the error bars show the standard errors of the means. *, P of <0.05 between groups of sIgM/ mice; #, P of <0.05 for comparison to PBS-treated C57BL/6 x Sv129 mice; unpaired t test. n, 3 to 9 mice per group.
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FIG. 6. Opsonophagocytic activity of A7 against serotype 3 pneumococci. The quantities of CFU as percentages of the numbers of CFU in the controls were determined after opsonophagocytic killing by murine macrophages (A) and human PMNs (B). Results shown are the combination of results from two separate experiments conducted in duplicate. Each bar represents the mean for the designated group; the error bars show the standard errors of the mean. *, P of <0.05 between groups receiving the designated treatments; unpaired t test. P, pneumococcus; mac, macrophages; comp, complement.
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FIG. 7. CFU and total leukocytes after i.p. infection with serotype 3 pneumococci. CFU in blood (A), lungs (B), and spleens (C) and total leukocytes (D) were enumerated 18 h after i.p. infection with serotype 3 pneumococci. Each point represents the value for a single mouse, while the horizontal lines represent the means for the designated groups. CFU data represent the lowest level of detection in two separate experiments (40 or 100 CFU). n, 8 mice per group.
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FIG. 8. Cytokines in spleens and sera after i.p. infection with serotype 3 pneumococci. Cytokines in spleen tissue (A to C) and sera (D and E) were measured 18 h after i.p. infection with serotype 3 pneumococci. Each point represents the value for a single mouse, while the horizontal lines represent the means for the designated groups. n, 8 mice per group.
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Cytokine responses in wild-type as well as sIgM/ mice were assessed in order to enable us to determine whether natural IgM influences the cytokine response in the context of antibody therapy. The use of sIgM/ mice permitted us to study the effect of acquired antibody immunity in the absence of the complexities introduced by naturally occurring immunity and to ascertain whether the efficacy of acquired antibody immunity requires the presence of natural antibody. We did not identify significant differences in A7 efficacy or the accompanying cytokine response to pneumococcal infection between sIgM/ and wild-type mice. We sought to establish a difference by employing a smaller inoculum for infection (3 CFU), but this inoculum was as lethal as the larger one (data not shown). Mouse availability precluded studies to examine the effect of T- and B-cell deficiency on the inflammatory response; however, this is a goal of ongoing studies.
In this study, we focused on examining the expression of IL-6, because IL-6 is often a marker of sepsis (21), and that of MIP-2 and KC, because they are PMN-derived chemokines that are often elevated in pneumococcal pneumonia (16). Pneumolysin, a pneumococcal virulence factor (42), induces the secretion of IL-6 and MIP-2, a human IL-8 homolog (55). Mice deficient in IL-6 are more susceptible to pneumococcal pneumonia, having higher numbers of CFU, myeloperoxidase activity, and tumor necrosis factor levels, suggesting that IL-6 may be required for the clearance of the bacteria (52). Our data show that A7 administration was associated with a marked decrease in levels of IL-6 and KC in sera and levels of IL-6, KC, and MIP-2 in spleen tissue. A7 also led to a reduction in the bacterial loads in blood, spleen, and lung samples. Taken together, these observations suggest that although IL-6 may be required for innate resistance to pneumococci (52), specific antibody may preclude the need for the inflammatory properties of IL-6 in host defense. A limitation of our studies is that they do not discriminate between direct immunomodulatory activity and indirect activity as a result of bacterial clearance. However, the marked trend towards a lower level of IL-6 expression in A7-treated mice than in PCN-treated mice in the context of comparable numbers of CFU (18 h after infection) suggests that there may be a component of direct immunomodulation by A7 and/or that it does not induce inflammatory mediator release. This possibility is supported by evidence for the antibiotic-induced activation of Toll-like receptor-mediated mediator release (36, 37) and deserves further investigation.
The opsonophagocytic activity of PPS-specific antibody has been proposed as a surrogate for PPS vaccine efficacy in humans (5, 30, 44, 51). However, in our study, A7 did not promote opsonophagocytosis in mouse or human cells in vitro. Hence, the efficacy of A7 would not have been predicted by determining its in vitro opsonophagocytic efficacy. A similar finding was reported for another human IgM mAb, D11, which was protective against both systemic and pulmonary infection with serotype 8 in mice (8, 56). D11 was also associated with decreased IL-6 and MIP-2 levels and functioned as an immunomodulator in a pneumonia model of serotype 8 infection (8). The immunomodulatory activity of D11 in systemic infection was not determined. Hence, our studies with A7 provide proof of principle and extend to another disease model and serotype the association between the efficacy of a nonopsonic antibody and a reduction in proinflammatory cytokine and chemokine expression. A7 efficacy and immunomodulation were associated with controlling the bacterial burden; however, the mechanism by which this control is mediated is unknown. Available knowledge does not provide an explanation for how A7 or other nonopsonic antibodies mediate bacterial clearance. It is possible that they promote killing in vivo, and this possibility requires further investigation. Both A7 and D11 require complement for efficacy against pneumococcal infection (13, 56). Since neither promotes effector cell killing in vitro, their dependence on complement may in part involve other complement-mediated functions, such as the generation of C5a or opsonization without phagocytosis and killing. The role of C5a in A7-mediated protection deserves investigation but was beyond the scope of this study. CD4 T lymphocytes and macrophages contribute to pneumococcal clearance (19, 53), and our data show that naïve CD4-deficient mice were more susceptible to infection than wild-type mice. Interestingly, we also found that the numbers of peripheral lymphocytes increased without a change in numbers of PMNs in A7-treated mice. Since pneumococcal infection generally induces PMN leukocytosis (26, 49), our findings suggest that antibody-mediated immunoregulation may enhance cellular immunity to effect clearance (10, 11).
We compared the ability of A7 to induce bacterial clearance and affect proinflammatory expression to that of PCN, the gold standard for therapy for pneumococcal infection. PCN-treated mice had almost 1 log more CFU in the blood and in lung and spleen tissue than A7-treated mice 6 h postinfection, with a trend, albeit nonsignificant, towards higher cytokine levels. Since numbers of CFU were similar 18 h after infection, one dose of A7 had the same effect as three doses of PCN. This result may be due to the short half-life of PCN in the serum (12 min in mice) versus that of IgM (12 h in mice) and/or the observation that PCN is ineffective during the bacterial lag phase (14, 20, 48). The longer half-life of circulating IgM may allow for a more sustained response. The higher rate of bacterial clearance by A7 in our study is not unexpected. In the preantibiotic era, patients were reported to experience rapid sterilization of the blood and improvement in their symptoms and fever following one dose of antipneumococcal serum, even though the serum was administered after the onset of infection (24). A comparable pace of improvement was often not observed following antibiotic therapy (1). In our model, both A7 and PCN were administered before infection, but historically, therapeutic antibodies were always administered after the onset of clinical disease after being validated in models in which they were given before infection (the pneumococcal serum potency model) (7, 12, 24).
The data reported herein show that the efficacy of a nonopsonic human IgM to serotype 3 pneumococcal capsular polysaccharide against a lethal systemic infection with serotype 3 is associated with bacterial clearance and a reduction in the expression of proinflammatory mediators. Our data extend the association of antibody efficacy and immunomodulation previously described for a pneumonia model of serotype 8 infection (8) to a different disease model and a different serotype. Serotype 3 is an important cause of adult pneumococcal disease that is not represented in the PPS-based conjugate vaccine presently used for children (32, 33). Hence, antibody-based approaches to treatment of serotype 3 infections may be needed as an adjunct to present therapies in light of the continuing problem of pneumococcal drug resistance and the phenomenon of serotype replacement in PPS-vaccinated children (39, 50). The treatment of resistant pneumococcal strains is an area of critical need. Our findings that a single dose of antibody can induce rapid bacterial clearance and reduce levels of the proinflammatory mediators that are responsible for many of the symptoms of pneumococcal disease suggest that mAb-based therapies may hold promise for the treatment of pneumococcal infection. Although a resistant serotype 3 strain was not available for our studies, we expect that A7 would be effective against such a strain since the antibody is specific for capsular polysaccharide, which is not involved in drug resistance. In fact, mAb therapies have been proposed as an approach to the treatment of infections with drug-resistant microbes (40). We hope to validate our findings with drug-resistant strains in the future. The comparable efficacies of A7 and PCN in our model suggest that mAb-based therapies may have the potential to be dose sparing and provide adjunctive beneficial immunomodulation. Finally, our finding that natural IgM and T and B cells were dispensable for A7-mediated protection suggests that mAb-based therapies may hold promise for treating patients with immune system impairment. At present, our goal is to fully characterize the mechanism by which A7 functions as an immunomodulator with antimicrobial effects.
Published ahead of print on 14 February 2007. ![]()
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