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Clinical and Vaccine Immunology, November 2007, p. 1465-1471, Vol. 14, No. 11
1071-412X/07/$08.00+0 doi:10.1128/CVI.00249-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.

S. E. Beachboard,
P. P. Humphrey,
M. A. Dixon, and
M. A. Bourgeois
College of Veterinary Medicine, University of Florida, 2015 SW 16th Avenue, Gainesville, Florida 32610
Received 19 June 2007/ Accepted 29 July 2007
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0.01) and the horses vaccinated with inactivated vaccine (P = 0.035). Mild residual inflammatory lesions were seen in a few of the vaccinated horses. |
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Early epidemiological studies of the horse indicated that vaccines were the best strategy for preventing WNV infections (19). Since then, four WNV vaccines have been licensed for use in horses by the United States Department of Agriculture. The first licensed vaccine (K-WN) (West Nile-Innovator; Fort Dodge, Fort Dodge, IA) for horses has been available since 2001 and is composed of formalin-inactivated whole virus with adjuvant. A DNA plasmid vaccine was licensed in 2003, but it has not been available commercially (29, 31). In 2004, a recombinant vaccine (CP-WN) was licensed and consists of a canarypox virus vector with insertion and expression of the membrane (prM) and envelope (E) proteins of WNV genes (Recombitek equine WNV vaccine; Merial Limited, Athens, GA) (15). This preparation also contains an adjuvant. Several epidemiological studies investigating the outbreaks throughout the United States have justified the use of these commercially available vaccines as a preventative strategy (6, 8, 21, 23, 30).
The latest equine vaccine (granted licensure in September 2006) is a single-dose, attenuated West Nile virus, live flavivirus chimera vaccine (WN-FV) (PreveNile; Intervet, De Soto, KS) for horses and is marketed without an adjuvant. This vaccine was based on the technology used to create an attenuated human vaccine for Japanese encephalitis virus (ChimeriVax-JE) (10). The recombinant chimera expresses the E and prM proteins of WNV in a yellow fever vector (YF17D). The vaccine has been labeled for use in horses for the prevention of West Nile virus viremia and as an aid in the prevention of WNV disease and encephalitis.
Two previous WNV challenge models in horses (mosquito feeding and needle inoculation) were used to substantiate the primary efficacy studies and labeling claims of the K-WN and CP-WN vaccines. These two models mirror the asymptomatic-to-symptomatic field infection ratio of 11:1, and both models induce viremia, but neither is able to induce significant clinical signs of WNV in horses (4). Hence, in these models, protection is defined as "prevention of viremia due to WNV." The development of a WNV challenge model of infection, where grave, reproducible encephalomyelitis occurred in all naïve horses when injected intrathecally with virulent WNV, has been described previously (3). This model was used to establish 28-day efficacy for the CP-WN vaccine and 12-month duration of immunity for the WNV-FV vaccine (14, 25). The current data report the use of the model to investigate the comparative efficacy of the three commercially available equine vaccines in a short-duration challenge trial.
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5. Standard practices for determinations of health status and for preventative medicine (diet monitoring, parasite and infectious disease prevention, and podiatry) were performed under the guidance of Animal Care Services, University of Florida. Values for rectal temperature, heart and respiratory rates, appetite, and attitude were recorded on a daily basis prior to the commencement of study protocols. Efficacy trials. Horses were placed, in a random and blind manner, into three trial groups consisting of eight horses, of which two horses in each group received (i) the inactivated K-WN vaccine, (ii) the canarypox virus vectored CP-WN vaccine, (iii) the chimera WN-FV vaccine, or (iv) a diluent. For K-WN and CP-WN, the horses received an initial primary intramuscular (IM) injection with a 1-ml volume of vaccine; this was followed in 28 days with a second injection according to the manufacturer's protocol. For the WN-FV, each horse received an initial IM injection of 1 ml diluent; this was followed in 28 days by a 1-ml IM injection of the vaccine. All work with live virulent WNV was performed in accordance with the guidelines of the Biosafety in Microbiological and Biomedical Laboratories (U.S. Department of Health and Human Services, Public Health Service/Centers for Disease Control and Prevention and National Institutes of Health 1999) under the approval and supervision of the University of Florida Environmental Health and Safety Office.
Virulent viral challenge. The challenge virus, designated WNV NY99 (4132), was originally isolated from the brain of an infected crow (CDC, Ft. Collins, CO). This virus was passaged once in Vero cells, once in C6/36 mosquito cells, and one additional time in BHK-21 cells and cultured in 5% horse serum in order to avoid potential immune reactions to bovine serum proteins. All virus stocks were then stored in 1-ml aliquots at –80°C until use. On the day of challenge, the stock virus was thawed on ice and virus was diluted to the desired concentration in phosphate-buffered saline immediately prior to intrathecal inoculation of horses. The stock virus was prepared and aliquoted as stock in a single laboratory (by R. A. Bowen), and all challenges utilized the same material.
Horses were to be challenged with virulent virus more than 28 days (or day 56 [D56] of the study period) after the second vaccine injection according to the original study design. Trials with the three efficacy groups, CE1, CE2, and CE3, were conducted from July 2004 through April 2005, during which Gainesville, FL, was affected by three major hurricanes. Due to these circumstances, the actual day of challenge for CE1, CE2, and CE3 was D70, D56, and D70, respectively. Horses were anesthetized by the administration of xylazine (1.0 mg/kg of body weight, intravenously), and after 10 min, ketamine (2.2 mg/kg, intravenously) was administered for the induction of anesthesia. The atlanto-occipital space was penetrated with an 18-gauge, 20-cm spinal needle by using an aseptic technique and a 1-ml volume of virus.
Clinical scoring.
Physical evaluations were performed from days –1, 0, and 1 to study completion on D21 after challenge (D91, D77, and D91 of the study for CE1, CE2, and CE3, respectively). Daily parameters recorded included rectal temperature, pulse rate, and respiratory rate. Temperature was further categorized as a score (grade) of 0 if rectal temperature was >37.5 to 38.3°C (99.9 to 100.9°F), 1 if rectal temperature was >38.3 to 38.6°C (100.9 to 101.5°F), 2 if rectal temperature was >38.6 to 38.8°C (101.5 to 101.9°F), 3 if rectal temperature was >38.6 to 39.2°C (101.9 to 102.5°F), and 4 if rectal temperature was
39.2°C (
102.5°F) or more. Changes in attitude, feed intake, hydration, and locomotion were scored as normal (0), mild (1), moderate (2), and severe (3). Injection sites were monitored daily throughout the study period. A full neurological examination was performed weekly after vaccination and daily after viral challenge until the end of the study. Signs of clinical neurological disease, consisting of changes in mentation, the development of ataxia and weakness, and the occurrence of fasciculations and cranial nerve paresis, were scored in severity as normal (0), mild (1), moderate (2), and severe (3). Normal was defined as no change from baseline examinations. Mild abnormalities were defined as detectable only with repeated movement or stimulation, depending on the site tested. Moderate abnormalities were defined as obvious, with limited movement or stimulation. Severe abnormalities were those that occurred spontaneously without movement or stimulation. The total daily clinical score was calculated with the sum of graded physical parameters and neurological signs.
Postmortem analysis. At the end of the study (21 days postchallenge), an overdose of pentobarbital was administered to all remaining living horses to facilitate a full gross and histological postmortem examination.
A full gross postmortem evaluation was performed on all study horses. Tissue samples of brain (from the cerebrum, thalamus, midbrain, pons, and medulla), cervical spinal cord, lumbar spinal cord, left ventricular and right atrial heart muscle, liver, lung, spleen, kidney, mesenteric lymph node, adrenal gland, thymus, and injection site muscle were fixed in 10% neutral buffered formalin and stained with hematoxylin and eosin for histopathologic evaluation.
Histopathologic grading of neural tissue (from the cerebrum, thalamus, midbrain, pons, medulla, cervical cord, and lumbar cord) for evidence of viral encephalitis quantified both gliosis and perivascular cuffing. Tissues were evaluated by two independent and blinded evaluators. For scoring, 10 random views were examined at a magnification of x100 for each location. The number of glial nodules at each site was documented and averaged, each section was reexamined, and the percentage of vessels with perivascular cuffing (vessels with accumulations of inflammatory cells) was estimated and averaged per site. Histopathologic scoring was based on methodology used by Monath et al (17). Grade 1 was defined as "minimal" change characterized by one to three small focal inflammatory infiltrates and a few glial nodules. Grade 2 was defined as "moderate" change, with more extensive focal inflammatory infiltrates and glial nodules centered around one-third of the neurons. Grade 3 was defined as "severe" change, with glial nodules affecting 33 to 90% of neurons and moderate focal or diffuse inflammatory changes. Grade 4 was defined as "overwhelming," with more than 90% glial nodules and severe, widespread inflammatory infiltration.
Case criteria and outcome.
The normal range of rectal temperature in the horse was defined as 37.5 to 38.3°C (99.5 to 100.9°F), but a rectal temperature of
39.2°C (102.5°F) was the criterion defined for CNS disease caused by WNV in this model (14). Failure of a protective response against clinical disease (encephalomyelitis) caused by WNV was defined as moderate or severe signs of disease (a neurological score of
2) for two or more consecutive days, viremia, histopathologic changes consistent with encephalitis, and requirement for euthanasia. Case outcome was defined as either survival to the end of the study period or nonsurvival, which was euthanasia or sudden death. As defined by Institutional Animal Care and Use Committee protocols, euthanasia was performed on the horses when dictated by humane reasons: any overall severe health condition of the animal as a result of WNV infection or persistent or acute signs of West Nile virus disease coupled with recumbency and/or the inability to locomote without assistance.
Virus isolation. One milliliter of plasma from heparinized blood was incubated per well in a 24-well plate format on Vero cells as described previously and incubated at 37°C in 5% CO2 for 5 to 7 days (14, 22). The plates were observed daily for toxicity, bacterial contamination, and cytopathic effects typical of WNV infection.
Antibody and virus neutralization testing.
A plaque reduction neutralization test was used to quantify neutralizing antibody titers in the horses, as previously described (4). Any sample that neutralized the challenge virus dose at a level of
70% was confirmed by testing in duplicate and titrated by serial twofold dilutions. Neutralization at a level of
90% was considered positive for each dilution. Antibody titers were defined as the reciprocal of the highest dilution showing 90% neutralization, and a titer of 5 or greater was considered positive for antibody to WNV.
Back titration of virulent West Nile virus. For back titrations of material used to challenge horses, a PFU assay was performed using sample aliquots of challenge virus stock (prepared for intrathecal challenge) frozen at –80°C. Samples included challenge virus frozen immediately after preparation and replicate aliquots of virus that were maintained on ice until after actual intrathecal challenge. For each back titration assay, 300 µl of 10-fold dilutions of sample challenge material was added in triplicate to six-well cell plates containing Vero 76 monolayers. Plates were incubated for 1 h at 37°C and 5% CO2 for virus adsorption. The cells were overlaid with 3 ml per well of 0.5% agarose in minimal essential medium supplemented with 350 mg/liter of sodium bicarbonate, 29.2 mg/liter of L-glutamine, 5% heat-inactivated fetal bovine serum, and antibiotics. After 48 h of additional incubation, a second 3-ml 0.5% agarose overlay, containing 0.004% neutral red dye, was added for plaque visualization. The plaques were scored on D3, D4, and D5 of incubation. Dilution wells closest to 30 plaques per well were used to calculated the virus titer. Viral titer was calculated as PFU/ml = 1/dilution x number of plaques x amount of inoculum/well (2).
Statistics.
Clinical data from all three trials were combined as 2 by 2 contingency tables and analyzed using
2 and Fisher's exact tests for case criteria, outcome, and viremia by using MedCalc software (version 8.1; Mariakerke, Belgium). The level of significance was set at a P value of <0.05. Clinical scores and histological data were analyzed using Kruskal-Wallis one-way analysis of variance on ranks with pairwise multiple comparison with Dunn's method. The level of significance was set at a P value of <0.05. Statistical analysis was performed by using a computer spreadsheet statistical analysis package (SigmaStat V; Systat Software, Inc., Point Richmond, CA).
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(ii) Postchallenge assessment. None of the horses infected with WN-FV (WN-FV horses) developed an increased rectal temperature of >39.2°C on any day postchallenge, while three of six control horses, one of five CP-WN horses, and one of six K-WN horses had increased rectal temperatures. The number of control horses with rectal temperatures of >39.2°C was significantly greater than that for all vaccinated horses (P < 0.0001), with no significant difference detected between vaccinated horses (Fig. 1A to D). Mild elevations in rectal temperature of 38.4 to 38.8°C were recorded for 2 to 5 days postchallenge in four of six WN-FV horses, three of five CP-WN horses, one K-WN horse, and three control horses. Mild elevations in rectal temperature between 38.5 and 38.6°C also occurred in two K-WN horses late in the challenge period on D17 and D18. One of the CP-WN horses also exhibited mild malaise and anorexia after challenge.
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FIG. 1. (A) Postchallenge clinical course controls. a, P < 0.0001 (temperature control versus vaccinates); b, P < 0.0001 (clinical score control versus vaccinates). (B) Postchallenge clinical course for WN-FV. (C) Postchallenge clinical course for CP-WN. (D) Postchallenge clinical course for K-WN. Error bars indicate standard deviations.
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TABLE 1. Summarization of case criteria for vaccinated and control horses after intrathecal WNV challenge
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TABLE 2. Summary of glial nodules in vaccinates and control horsesa
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TABLE 3. Summary of perivascular cuffs in vaccinates and control horsesa
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Virology. West Nile virus was not recovered from the plasma of any vaccinated horse postchallenge, and the levels of recovery were significantly different from those of the control horses (P < 0.0001). West Nile virus was recovered from all six control horses during D1 through D5 postchallenge. The median duration of viremia was 1.5 days, and the duration of viremia ranged from 1 to 3 days.
Serology. Prior to their arrival at the high-containment testing facility (University of Florida), all horses were screened for previous exposure to WNV based on negative immunoglobulin M (<400) and neutralizing antibodies (<5) to WNV by using the immunoglobulin M capture-enzyme-linked immunosorbent assay and plaque reduction neutralization test. One horse in the CP-WN group was found to be negative for a neutralizing antibody titer of <5 at screening, but the horse had a neutralizing antibody titer of >5 on study D0 and was dropped from the study.
At the time of the second immunization, low neutralizing titers, ranging from <5 to 20, were detected in the six K-WN horses. One of the five CP-WN horses had a titer of 10, and none of the six WN-FV horses had detectable neutralizing antibody titers at that second injection. At the time of challenge, the K-WN horses had a geometric mean titer (GMT) of 224 (range, <5 to 320), the CP-WN horses had a GMT of 26 (range, <5 to 80), and the WN-FV horses had a GMT of 5 (range, <5 to 10). All control horses remained negative for neutralizing antibody titers after vaccination and on the day of challenge (Table 4).
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TABLE 4. WNV neutralizing antibody (GMT) titers for vaccinated and control horses postvaccination and after WNV challengea
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Virus challenge back titration. The challenge material had back titration values of 2 x 106, 1 x 105, and 3 x 105 PFU/ml for trial groups CE1, CE2, and CE3, respectively.
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Protection against WNV was achieved with one dose of WN-FV, and a protective immune response was demonstrated as early as 7 days postinfection for the WN-FV vaccines, with the rapid rise of neutralizing antibody consistent with previous studies of this vaccine (14). A protective immune response was also seen in the CP-WN horses postinfection, with a more gradual increase of neutralizing antibody by 14 days postinfection. The CP-WN horses were vaccinated according to the manufacturer's protocol of two immunizations in this study. Whether one dose of vaccine would induce protective immunity with the severe WNV challenge model is important to demonstrate. One study has shown protection against viremia after one dose of this vaccine by utilizing the mosquito challenge model (26). In a field study, a marked anamnestic response occurred in horses that were vaccinated previously with K-WN and injected a year later with one dose of the CP-WN vaccine (9). As expected, a rapid increase in neutralizing antibody occurred after the second immunization in the K-WN horses in this study.
In this study, the level of neutralizing antibody titer at the time of challenge is not predictive of protective immunity, as evidenced by the range of GMTs (226 [KP-WN], 26 [CP-WN], and 5 [WN-FV]) among the three vaccinated groups on the day of challenge. These results mirror comparative vaccine studies performed with hamsters, wherein neutralizing antibody levels as low as 5 were found to be protective against WNV challenge (28). Modified live vaccines, such as CP-WN and WN-FV, should be capable of the induction of cell-mediated immunity in addition to humoral immunity. The importance of cell-mediated immunity (T-helper response and cytotoxic T cells) and memory T cells in the protection against WNV and other related flaviviruses has been demonstrated in experimental murine studies (7, 24) and field studies characterizing populations among whom flavivirus is endemic (Japanese encephalitis and dengue fever) (13, 27). Characterization of the protective immune responses to equine WNV vaccines has not been studied for horses due to the limitations of the previous mosquito and needle inoculation challenge models combined with the limited availability of equine-specific immunologic reagents.
Information regarding the duration of immunity of vaccines against clinical disease is extremely important for flavivirus vaccines, especially in climates with year-long mosquito activity. All three vaccines (K-WN, CP-WN, and WN-FV) are able to generate protection against WNV infection at 28 and 56 days postvaccination. The duration of immunity for 12 months against clinical disease, including encephalitis, and the prevention of viremia have been reported for the WN-FV (14). The duration of immunity for 12 months, with the development of neutralizing antibodies and the prevention of viremia, but not against the development of clinical WNV disease has been shown with the CP-WN and K-WN vaccines (15). Long-term immunity is not a feature of inactivated vaccines, and the K-WN-vaccinated horses in an epidemiological study of the Nebraska and Colorado outbreaks were found to have decreased neutralizing titers at 5 to 7 months (6). A recommendation for repeated vaccinations throughout the year was the frequent conclusion made in several epidemiological studies when using the K-WN product, particularly in less temperate areas in North America with prolonged mosquito activity (6, 30). Further studies of the efficacy of all three of these vaccines against WNV-induced disease at >56 days postvaccination are warranted.
The WN-FV is a novel vaccine developed from the technology used to create a live, attenuated Japanese encephalitis human vaccine that has been studied in phase 2 clinical trials and a human West Nile vaccine currently in phase 1 clinical trials (16, 18). The WN-FV vaccine does not require an adjuvant and, hence, would be less likely to induce vaccine reaction than would the adjuvanted vaccines. By utilizing an attenuated flavivirus (YF17D) genome backbone (16), the vaccine is essentially an attenuated modified live vaccine with enhanced immunogenicity and induction of cell-mediated immune responses. None of the six horses in the WN-FV group had any reaction postvaccination. While no systemic or injection site reactions were noted in any of the other vaccine groups, mildly increased rectal temperatures were noted in the first 5 days after the second vaccination in the other two groups and may likely be the result of adjuvant-induced inflammatory cytokines (interleukin-1, interleukin-6, and tumor necrosis factor alpha) and immune responses. These horses were obtained from farms that do not practice any immunoprophylaxis in their foals; thus, there had been no prior exposure to any vaccine components and this also likely decreased their overall reaction rates.
Mild elevations in rectal temperature, ranging from 101 to 102.5°F, were recorded for all four groups within the first 5 days postchallenge. These changes are suspected to be a response to intrathecal injection into the CNS. Whether from the actual trauma induced during the procedure, replication of the virus locally and/or more likely infiltration of inflammatory immune mediators (cytokines and immune cells) has yet to be elucidated. Interestingly, four of six horses in the WN-FV group had evidence of this mild elevation in temperature postchallenge and all six of these horses were completely protected from the onset of WNV and did not manifest any clinical signs during the study. Murine studies have shown the role of WNV antigen-specific CD8 and CD4 T cells in the clearance of WNV from the CNS, along with a interplay of cytokines, such as gamma interferon, tumor necrosis factor alpha, and beta interferon (7, 12, 24).
Mild to moderate neurological deficits of grade 1 or 2 and less than two consecutive days duration were observed in a few of the horses in the K-WN and CP-WN groups postchallenge. An interpretation of these findings should take into account whether the degree of clinical disease observed would correspond to field conditions. The observations may have been biased toward the detection of minimal clinical signs since the observers in this study were aware of the infection day and were presumably more able to detect neurological disease due to additional specialty training (a post-doctorate level of veterinary medical training). In addition, horses in this study were evaluated very closely and several times per day postchallenge for clinical signs, allowing for the detection of slight changes from original baseline values that would not have been detected by owners or field veterinarians not associated intimately with baseline values. Epidemiological studies characterizing the outbreaks have reported a percentage of horses with appropriate vaccination histories that developed WNV disease (6, 20). Although none of the vaccinated horses in this study fit the case criteria for West Nile virus encephalitis, the percentage of horses that developed mild clinical signs mirrors the findings of these outbreak studies. None of the WN-FV vaccinates manifested any clinical signs in this study, but the small sample size may be a factor, as previous studies conducted by the investigators resulted in 1 of 20 horses vaccinated with WN-FV developing mild clinical signs at 28 days postchallenge (14).
All six control horses developed clinical signs of encephalitis and had severe (grade 3) pathological changes in the brain and spinal cord. Complete agreement between severity of clinical signs and grading of histopathologic findings was not observed among the vaccinated horses. This finding is not unexpected, as only representative samples of the brain and spinal cord sections were taken from each horse and these may not have included the affected tissue. In each of the vaccine groups, a few horses had evidence of mild (grade 1) lesion changes in the brain and spinal cord. Similar residual mild focal inflammatory infiltrates were found at 30 days in the brains and spinal cords of immunized rhesus monkeys challenged intracerebrally with wild-type Japanese encephalitis virus but protected from clinical disease (17). Further investigation of the resolution of these inflammatory lesions beyond 21 days postinfection is likely warranted.
Several epidemiological outbreak studies have reported the justification for the use of vaccines as a preventative strategy against WNV disease in horses. Veterinarians and owners have the unique opportunity of selecting among three effective and commercially available equine WNV vaccines for implementing a suitable and personalized preventative program. Further study can be performed to elucidate the most effective protocol for each vaccine and risk group.
Technical assistance was provided by T. Monath (Acambis, Cambridge, MA). In addition, we acknowledge the contributions of the following undergraduate and veterinary students: David Gosche, Brett Weldon, Jeremy Campfield, and Tamara Weber. E. P. J. Gibbs has been a consultant for Akzo Nobel.
Published ahead of print on 8 August 2007. ![]()
Present address: College of Veterinary Medicine and Biomedical Sciences, Colorado State University, Ft. Collins, CO 80523. ![]()
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