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Clinical and Vaccine Immunology, August 2006, p. 892-897, Vol. 13, No. 8
1071-412X/06/$08.00+0 doi:10.1128/CVI.00100-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Association of CD14 Promoter Polymorphism with Otitis Media and Pneumococcal Vaccine Responses
S. P. Wiertsema,1,2
S.-K. Khoo,2
G. Baynam,2
R. H. Veenhoven,3
I. A. Laing,2
G. A. Zielhuis,4
G. T. Rijkers,1,5
J. Goldblatt,2,6
P. N. LeSouëf,2 and
E. A. M. Sanders1*
Department of Pediatric Immunology, University Medical Center Utrecht, Utrecht, The Netherlands,1
School of Paediatrics and Child Health, University of Western Australia, Perth, Australia,2
Department of Pediatrics, Spaarne Hospital, Hoofddorp, The Netherlands,3
Department of Epidemiology and Biostatistics, Radboud University Nijmegen Medical Centre, Nijmegen, The Netherlands,4
Department of Medical Microbiology and Immunology, St. Antonius Hospital, Nieuwegein, The Netherlands,5
Genetic Services of Western Australia, Perth, Australia6
Received 16 February 2006/
Returned for modification 17 May 2006/
Accepted 9 June 2006

ABSTRACT
Innate immunity is of particular importance for protection against
infection during early life, when adaptive immune responses
are immature. CD14 plays key roles in innate immunity, including
in defense against pathogens associated with otitis media, a
major pediatric health care issue. The T allele of the CD14
C-159T polymorphism has been associated with increased serum
CD14 levels. Our objective was to investigate the hypothesis
that the CD14 C-159T allele is protective against recurrent
acute otitis media in children. The association between the
CD14 promoter genotype and the number of acute otitis media
episodes was evaluated both retrospectively and prospectively
in a cohort of 300 children. Serotype-specific immunoglobulin
G (IgG) antibody responses after pneumococcal vaccinations were
examined according to CD14 genotype to compare immune responsiveness
across genotypes. An age-dependent association was found: compared
with that for CC homozygotes aged between 12 to 24 months, TT
homozygotes had fewer episodes of acute otitis media (79 versus
41%, respectively;
P = 0.004); this relationship was absent
in older children. Additionally, TT homozygotes showed higher
serotype-specific anti-pneumococcal IgG antibody levels. Our
data suggest that genetic variation in CD14, a molecule at the
interface of innate and adaptive immune responses, plays a key
role in the defense against middle ear disease in childhood
and in pneumococcal vaccine responsiveness. These findings are
likely to be important to these and other immune-mediated outcomes
in early life.

INTRODUCTION
Otitis media (OM) is the most common reason for children under
3 years of age to visit general practitioners and represents
a major pediatric health care issue (
16,
44). Bacteria, such
as
Streptococcus pneumoniae,
Haemophilus influenzae,
Moraxella catarrhalis, and viruses, including respiratory syncytial virus,
play roles in the onset of inflammation of the middle ear cavity.
Innate defense systems that are capable of quickly distinguishing
potential pathogens from self-structures are important for protection
from infection, particularly at early age when adaptive immune
responses to many microorganisms, including encapsulated bacteria,
are immature (
50).
CD14 plays a central role in the innate immune defense against many microorganisms causing otitis media. First characterized as the endotoxin lipopolysaccharide receptor (53), CD14 also appears to be involved in responses to lipoteichoic acid from gram-positive bacteria (7), peptidoglycan of both gram-positive and gram-negative bacteria (18), mycobacteria, and viruses (12). The CD14 crystal structure provides a basis for this ligand diversity (24). The involvement of CD14 in macrophage responses against purified capsular polysaccharide of S. pneumoniae, the most important bacterial pathogen associated with OM, makes CD14 a biologically plausible candidate to investigate for its function in the immune defense against middle ear infection (46). CD14 is expressed in membrane-bound form (mCD14) on the cell surfaces of monocytes and neutrophils, but it is also present in serum as a soluble protein. Soluble CD14 (sCD14) has the ability to confer pathogen responsiveness to cells that do not constitutively express CD14 on their membranes (36, 49) and to enhance mCD14-mediated responses to both lipopolysaccharide and peptidoglycan (13). CD14 is also an important molecule for the optimal functioning of Toll-like receptor 4 (29), a principal membrane-signaling molecule through which mammals sense infection (3).
A functional polymorphism in the promoter of the CD14 gene (C-159T) has been described previously (2). The T allele is associated with enhanced transcriptional activity in a monocytic reporter assay and increased sCD14 levels in epidemiological studies (2, 22, 28).
Since increased sCD14 levels would enhance immune responsiveness, we hypothesized that the T allele would be protective against middle ear infections. To this end, a cohort of children with histories of recurrent acute otitis media (AOM) was used to analyze the number of children suffering from an otitis-prone condition, which was defined as having had four or more AOM episodes per year, according to CD14 C-159T genotype (20). Furthermore, the presence or absence of AOM recurrence according to CD14 genotype was studied prospectively. Immunoglobulin G (IgG) serotype-specific antibody responses to pneumococcal vaccinations were investigated in relation to the CD14 promoter genotype to compare immune responsiveness across genotypes.

MATERIALS AND METHODS
Study population to investigate occurrence of AOM.
The number of AOM episodes experienced in the last year was
analyzed according to CD14 genotype in 300 children who participated
in a randomized controlled trial on the clinical efficacies
of pneumococcal vaccines in the prevention of AOM (
47). All
children were between 1 and 7 years of age and had histories
of two or more physician-documented AOM episodes in the year
before study entry.
In the original study, half of the subjects received pneumococcal vaccines, whereas the other half was randomized to receive hepatitis A or B vaccinations. As it is assumed that hepatitis vaccination has no significant impact on AOM recurrence, we prospectively analyzed the presence or absence of AOM recurrence according to CD14 genotype in the 161 subjects who received hepatitis vaccines during the 18-month follow-up period.
Study population to investigate pneumococcal vaccine responses.
The association between the CD14 promoter polymorphism and the serotype-specific IgG response to pneumococcal conjugate, followed by pneumococcal polysaccharide vaccinations, was investigated for 71 children who were participating in two large vaccination trials investigating the prevention of recurrence of otitis media by pneumococcal vaccinations in The Netherlands (41, 47).
The first group consisted of 48 children, aged 2 to 7 years, with histories of two or more physician-diagnosed episodes of acute otitis media in the previous 12 months, who were randomly selected from the study population participating in the randomized controlled vaccination study described above. These children received the 7-valent pneumococcal conjugate vaccine (Prevnar; Wyeth Pharmaceuticals, Philadelphia, PA), followed by the 23-valent pneumococcal polysaccharide vaccine 6 months later (Pneumune; Wyeth Pharmaceuticals, Philadelphia, PA).
The second group consisted of 23 children, aged 2 to 7 years, who had suffered from at least two prolonged (lasting 3 months or longer) episodes of bilateral otitis media with effusion (OME) documented by an ear, nose, and throat specialist and who were therefore referred for ventilation tube placement. These children were also vaccinated with the 7-valent pneumococcal conjugate vaccine, followed by the 23-valent pneumococcal polysaccharide vaccine, but with an interval of 4 months.
The seven-valent pneumococcal conjugate vaccine (PCV7) consisted of 2 µg each of capsular polysaccharides from pneumococcal serotypes 4, 9V, 14, 19F, and 23F, 4 µg of serotype 6B polysaccharide, and 2 µg of serotype 18C oligosaccharide, each conjugated individually to mutant nontoxic diphtheria toxin (CRM197). The 23-valent pneumococcal polysaccharide vaccine (PPV23) consisted of 25 µg of capsular polysaccharides from each of the pneumococcal serotypes 1, 2, 3, 4, 5, 6B, 7F, 8, 9N, 9V, 10A, 11A, 12F, 14, 15B, 17F, 18C, 19F, 19A, 20, 22F, 23F, and 33F.
These studies were approved by the participating hospitals' and institutions' ethics committees. Parental written informed consent was obtained for all subjects.
DNA extraction and genotyping.
Genomic DNA was extracted from whole blood collected at study entry by using a QIAamp DNA blood kit (QIAGEN, Hilden, Germany). Patients were genotyped for the CD14 C-159T polymorphism by using PCR and restriction enzyme digestion with AvaII (Promega Corporation, Madison, WI) as previously described by Baldini and coworkers (2).
Measurement of pneumococcal serotype-specific antibodies and immunoglobulins.
Blood samples for the determination of pneumococcal antibodies were obtained 4 weeks after the pneumococcal polysaccharide booster vaccination. Serum was separated and stored at 20°C until analysis. Postvaccination IgG antibody levels to all PCV7 serotypes (4, 6B, 9V, 14, 18C, 19F, and 23F) were measured by enzyme-linked immunosorbent assay as described previously (39). Minimal detection levels for these pneumococcal serotypes were 0.03, 0.09, 0.12, 0.61, 0.05, 0.11, and 0.08 µg/ml, respectively. All sera were preincubated overnight at 4°C with pneumococcal cell wall polysaccharide in diluting buffer to block nonspecific anti-cell wall polysaccharide antibodies (50 µg/ml; Statens Serum Institute, Copenhagen, Denmark) (33). The pneumococcal antibody reference serum (lot 89-SF) was used for assay standardization (37).
Serum immunoglobulin (IgM, IgA, and IgG) levels and IgG subclasses were measured by rate nephelometry in sera obtained at the time of study entry and stored at 20°C until analysis. Total serum IgE levels were determined by ImmunoCAP (Pharmacia, Uppsala, Sweden).
Statistical methods.
To assess differences in general and immunological characteristics, analysis of variance (for age, immunoglobulin levels, and IgG subclass levels), chi-square (for gender, breastfeeding, day care attendance, and smoking), and Kruskal-Wallis tests (for siblings) were used.
For retrospective analyses, children were categorized based on the number of AOM episodes in the year before study entry. Since having had four or more AOM episodes per year was defined as the otitis-prone condition (20), children were classified as those with two to three AOM episodes per year or those with four or more AOM episodes per year. For the prospective analyses, the outcome measured was the presence or absence of AOM recurrence. Chi-square analyses were employed to investigate differences between groups according to CD14 genotype in both retrospective and prospective analyses.
To test differences between antibody levels after pneumococcal vaccinations according to CD14 genotype, a general linear model with adjustments for age, gender, type of ear disease, and log total IgE level was used. Additionally, a model recessive for the C allele was employed, with adjustments as described above. P values of <0.05 were considered statistically significant. SPSS 12.0.1 for Windows (SPSS, Inc., Chicago, IL) was used for all analyses.

RESULTS
General characteristics and immunological data on the cohort
with recurrent AOM are described in Table
1. There were no statistically
significant differences across the CD14 genotype for age or
gender, serum immunoglobulin M (IgM), IgA, IgG, and IgG subclass
levels, or environmental risk factors known to predispose people
to a recurrence of AOM. Notably, total serum IgE levels were
significantly higher in CC and CT carriers than in TT homozygotes
(
P = 0.01) (Table
1).
There were significantly fewer otitis-prone TT homozygotes between
12 to 24 months of age than CD14 CC homozygotes (79 versus 41%;
P = 0.004) (Table
2). These TT homozygotes had a significantly
lower mean number of AOM episodes of 4.3 (95% confidence interval
[CI], 3.3 to 5.3) compared to 5.7 (95% CI, 4.5 to 6.9) in CC
homozygotes. This association was not found in children older
than 24 months of age (
P = 0.8). In the prospective analyses,
CD14 C-159TT homozygotes younger than 24 months also had significantly
less recurrence of AOM than CC homozygotes (36 versus 81%;
P = 0.01) (Table
3).
Since innate immunity influences adaptive immune responses (
19),
we investigated pneumococcal serotype-specific IgG antibody
responsiveness after combined pneumococcal polysaccharide and
conjugate vaccinations according to CD14 genotype in a group
of children with recurrent or prolonged OM. General characteristics
and serum immunoglobulin levels of this study cohort according
to genotype are shown in Table
4. There were no significant
differences in the distribution of genotypes by age or gender,
and also, total IgM, IgA, IgG, and IgG subclass levels did not
differ significantly according to genotype. As we have previously
shown that both groups of children with either AOM or OME display
similar antibody responses after vaccination (
52), these groups
were pooled for the analysis of antibody responses.
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TABLE 4. General characteristics and serum immunoglobulin levels according to CD14 genotype of the children under study for antibody responses
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CC homozygotes, i.e., homozygotes of the genotype associated
with a higher number of AOM episodes, had lower IgG responses
against all serotypes of the seven-valent pneumococcal conjugate
vaccine than did those of either the CT or the TT genotype (Fig.
1). Antibody levels were significantly lower in CC homozygotes
than in CT/TT individuals for pneumococcal serotypes 9V (
P =
0.02), 18C (
P = 0.04), and 23F (
P = 0.02), and there was a nonsignificant
trend for serotype 4 (
P = 0.09).

DISCUSSION
An age-dependent association was found between the CD14 C-159T
polymorphism and the number of AOM episodes in a cohort of 300
children with histories of recurrent AOM. In children up to
24 months of age, TT homozygotes had fewer AOM episodes in prospective
and retrospective analyses than did CC homozygotes. Importantly,
TT homozygotes had higher specific IgG responses to pneumococcal
conjugate vaccine serotypes in a group of children with AOM
and OME.
The higher antibody levels in TT carriers suggest a more vigorous adaptive immune response against S. pneumoniae, one of the main pathogens in AOM. This enhanced immune response may contribute to the reduced number of episodes of middle ear infections. That increased IgG antibody production may be related to the reduced middle ear infection frequency is supported by the findings that, after pneumococcal vaccinations, IgG anticapsular antibodies protect against acute otitis media in infants (4, 15) and that otitis-prone patients have lower total IgG levels (48) as well as lower pneumococcal polysaccharide vaccine responses (11, 14, 38, 39).
That CD14, as a pivotal molecule in innate immunity, plays a more prominent role in early life is in accordance with a previous report of age-dependent effects of CD14 C-159T polymorphism (34). Polymorphisms in other innate immunity genes, such as mannan-binding lectin, also have the highest impacts early in life (45, 51). The association of mannan-binding lectin polymorphisms with the risk of upper respiratory tract infections in early childhood was greatest in children aged 6 to 17 months (25). The finding of an age-dependent effect of the genetic variation in innate immune molecules being most evident in early childhood is consistent with the prime importance of the innate immune system between 6 and 24 months of age. During this period of development, maternally derived antibodies have waned and the adaptive immune system is immature, particularly with respect to polysaccharide antigen responses (50). Conversely, with the subsequent maturation of adaptive immune responses, genetic variation in innate immune responses may be of lesser importance, and hence, associations with these variants may become less evident.
Determining the mechanism by which CD14 influences the magnitude of pneumococcal-specific antibody responses and the development of otitis media is of considerable importance but at present remains unclear. In preliminary experiments, however, we observed higher interleukin-6 (IL-6), tumor necrosis factor alpha (TNF-
), and IL-10 cytokine levels in supernatants of unstimulated peripheral blood mononuclear cell cultures from CD14 C-159TT homozygote donors than those from cultures from CC homozygotes. Furthermore, the addition of recombinant sCD14 to peripheral blood mononuclear cell cultures from CC donors resulted in levels of these cytokines comparable with those observed in TT homozygotes, suggesting that sCD14 is positively associated with proinflammatory cytokine secretion. These findings are consistent with the proinflammatory role of sCD14 in bacterial meningitis in mice and with the finding that the administration of recombinant sCD14, concomitant with S. pneumoniae, results in an enhanced release of IL-6 and TNF-
(5). The protective role of these proinflammatory cytokines in the innate immune defense against bacteria is well established (54), and it is known that innate immune responses have a profound influence on the quality and intensity of the subsequent adaptive immune response (19, 31, 32). Furthermore, an important role for these proinflammatory cytokines, i.e., IL-6, TNF-
, and IL-10, in enhancing humoral immune responses to polysaccharide antigens has been described previously (6, 8, 23, 30). Therefore, enhanced innate and adaptive immune responses in TT homozygotes upon natural exposure to AOM pathogens, secondary to increased sCD14 levels, might explain the lower otitis media frequency observed in these TT homozygote subjects.
An additional finding, which is in accord with previous reports (2, 17, 27), was lower total IgE levels in TT homozygotes, i.e., in the group of subjects with higher pneumococcal-specific IgG levels. Our data suggest an inverse relationship between IgG and IgE levels according to CD14 genotype. The associations of genetic variation in CD14 with atopy (27) and that atopy may predispose people to increased susceptibility to pneumococcal or respiratory tract infections (21, 26, 43) and impaired pneumococcal vaccine responses (1) further supports the importance of atopy to these outcomes. Environmental factors, such as breastfeeding, number of siblings, day care attendance, and tobacco smoke exposure, which are known to contribute to the development of recurrent otitis media (10), were equally distributed across the CD14 genotype in our current study, so they are not likely to explain our findings. Our data therefore suggest that the effect of CD14 polymorphism is separate from and in addition to these known environmental factors.
A limitation of our study is that we investigated the number of otitis episodes and antibody responses in overlapping but not identical cohorts. Future research in other cohorts, specifically in a large prospective birth cohort, is required to further investigate the impact of innate immunity pathways associated with CD14 in relation to infection susceptibility and pneumococcal vaccine responses at various ages. Our findings could conceivably be attributable to another polymorphism in linkage disequilibrium with the studied polymorphism, but there are now several lines of evidence to suggest that the polymorphism we studied is the most likely cause of our findings (49). Since the CD14 promoter polymorphism may be associated both with the clinical course of recurrent AOM in young children and with antibody responses upon pneumococcal vaccination, further studies of additional components of this innate immune pathway, such as Myd88 (42), IRAK4 (35), NEMO (40), and I
B
(9), are warranted.
In conclusion, our data suggest that genetic variation in CD14, a molecule at the interface of innate and adaptive immune responses, plays a key role in the defense against middle ear disease in childhood and in determining pneumococcal vaccine responsiveness. These findings are likely to be important to these and other immune-mediated outcomes in early life.

ACKNOWLEDGMENTS
The work described in this paper was financially supported by
The Netherlands Organization for Health Research and Development
(ZonMW) (grant numbers 002828480 and 90461092), The Netherlands
health insurance company Zilveren Kruis-Achmea, an Australia-Europe
Scholarship 2004 funded by the Australian Government through
the Department of Education, Science and Training and promoted
by AEI, the Australian Government International Education Network,
and the Ter Meulen Fund, Royal Netherlands Academy of Arts and
Sciences.
We gratefully acknowledge Niels van Heerbeek (Radboud University Nijmegen Medical Centre, The Netherlands) for making patient sera and DNA available for this study and all of the ear, nose, and throat specialists in participating hospitals for collecting patient material. We thank Guicheng Zhang (Telethon Institute for Child Health Research, Perth, Australia) for help with statistical analyses and Catherine Hayden (Telethon Institute for Child Health Research, Perth, Australia) for fruitful discussions on the work described in this paper.

FOOTNOTES
* Corresponding author. Mailing address: Department of Pediatric Immunology, UMCU, Lundlaan 6, KC03.063.0, 3584 EA, Utrecht, The Netherlands. Phone: 31 30 2504000. Fax: 31 30 2505350. E-mail:
l.sanders{at}umcutrecht.nl.


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Clinical and Vaccine Immunology, August 2006, p. 892-897, Vol. 13, No. 8
1071-412X/06/$08.00+0 doi:10.1128/CVI.00100-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
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