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Clinical and Vaccine Immunology, June 2006, p. 620-626, Vol. 13, No. 6
1071-412X/06/$08.00+0 doi:10.1128/CVI.00077-06
Arctic Investigations Program, National Center for Infectious Diseases, Centers for Disease Control and Prevention, Anchorage, Alaska,1 Epidemic Intelligence Service, Division of Applied Public Health Training, Epidemiology Program Office, Atlanta, Georgia,2 Respiratory Diseases Branch, Division of Bacterial and Mycotic Diseases, National Center for Infectious Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia3
Received 28 February 2006/ Returned for modification 10 March 2006/ Accepted 12 April 2006
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The mechanism by which Hib conjugate vaccine inhibits oropharyngeal colonization is not well understood. Protection against carriage has been correlated with serum concentrations of immunoglobulin G (IgG) against the Hib polysaccharide polyribosylribitol phosphate (PRP) (13). Anti-PRP IgG concentrations in saliva have been correlated with serum concentrations, suggesting that passive transudation of anti-PRP IgG to mucosal surfaces may be important in blocking colonization (3, 19). In addition to serum concentration, other properties of the anti-PRP antibody response may be important in inhibiting colonization, such as antibody avidity and bactericidal activity (3), but little is known about the relationship of these parameters to carriage.
Prior to the introduction of Hib conjugate vaccines, Alaska Natives in southwestern Alaska experienced the highest known annual incidence of invasive Hib disease worldwide, exceeding 400 cases/100,000 children <5 years of age (37). Disease incidence declined significantly in Alaska after introduction of Hib conjugate vaccine but remained higher than that in other parts of the United States (8, 14). A Hib outbreak occurred in 1996 following a change in the vaccine used, and the resulting investigation revealed that most Hib cases in rural Alaska occurred in children who had at least one dose of Hib conjugate vaccine and that the Hib carriage prevalence was similar to or higher than the overall U.S. prevalence before conjugate vaccine licensure (14, 34). These findings raised questions about why Hib carriage should persist in rural Alaska despite high vaccine coverage.
To determine epidemiologic and immunologic factors contributing to ongoing Hib transmission, we conducted a case-control study to assess risk factors for Hib carriage in southwestern Alaska. We then compared the immunologic response to Hib conjugate vaccine among Hib carriers and noncarriers.
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Carriage surveys. During September 2001, prior to the vaccine intervention, community-wide Hib carriage surveys were conducted, and all village residents were eligible. Over 85% of the residents of each village participated. OP cultures made using Dacron swabs were plated directly onto chocolate-bacitracin agar medium (Remel, Lenexa, KS) and incubated at 35°C for 48 h. Bacterial colonies that appeared morphologically similar to Hib on chocolate agar but failed to grow when plated on sheep blood agar and were unable to utilize delta-aminolevulinic acid were transferred to Mueller-Hinton agar containing Hib antisera (23). Hib isolates grown on the antiserum agar develop a surrounding halo. All halo-positive isolates were confirmed as Hib by growth with X and V factors and by serotyping using Difco latex reagent (Difco Laboratories, Detroit, MI).
Case-control study. A Hib carrier was defined as a person with a positive Hib culture at the initial carriage assessment regardless of carriage status at later assessments. Two age- and village-matched controls were randomly selected for each carrier from the group of Hib noncarriers after the initial carriage survey. The age-matching criteria for eligible controls were ±2 months for carriers aged <24 months, ±1 year for carriers aged 2 to 18 years, and ±5 years for carriers aged over 18 years. Controls were excluded if their OP cultures were positive for Hib at subsequent evaluations.
Two weeks after the initial OP carriage surveys, a standard questionnaire was administered in person to evaluate demographic and household characteristics, smoking history, and smokeless tobacco use. Individual medical records were reviewed at the village health clinic to assess antibiotic use during the 30 days before the OP culture, prior receipt of any Hib vaccine or Hib bacterial polysaccharide immunoglobulin, and past medical history for conditions that can predispose to invasive Hib infection, such as renal failure, immunodeficiency, or premature birth. Electronic vaccination records were reviewed to confirm prior receipt of Hib vaccine. For children born after Hib conjugate vaccine was available (1990), adequate vaccination status was defined as receipt of one of the following: three doses of PRP-outer membrane protein (OMP) (PedvaxHib) vaccine for persons of any age, four doses of any Hib conjugate vaccine for persons of any age, or
1 dose of any Hib conjugate vaccine for children aged
15 months.
OP cultures were repeated for case-control participants 2 weeks after the initial carriage survey (simultaneously with vaccine intervention) and 2 and 12 months after the vaccine intervention (Fig. 1). For the 2- and 12-month assessments, OP swabs were plated directly onto Mueller-Hinton agar containing Hib antisera instead of chocolate agar.
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FIG. 1. Flow diagram showing timing of study recruitment and data collection, southwestern Alaska, 2001-2002.
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Antibody concentrations. IgG and IgM antibody concentrations were determined by an enzyme-linked immunosorbent assay (ELISA) modification (12) of the method published by Madore et al. (21). The minimum level of detection of the semiautomated ELISA was estimated to be 0.11 µg/ml at a 1:45 serum dilution, which is similar to those previously reported (29). IgM concentration was determined only at the baseline assessment.
SBA.
Serum bactericidal activity was determined by a standardized killing assay, which allows for the calculation of the dilution that resulted in
50% killing in the presence of baby rabbit complement (Pel-Freez, Brown Deer, WI); SBA titers were defined as the reciprocal of this serum dilution. This methodology has been described previously (29) and is a modification of the method described by Schlesinger et al. (32).
IgG antibody avidity determinations. Two methods were used to measure antibody avidity. Sera collected at baseline (at the time of vaccination) and 2 months after vaccination were tested using a modified ELISA that included an elution step with seven different concentrations of sodium thiocyanate (NaSCN; 0 to 4 M) as previously described (29). Briefly, the ELISA IgG antibody curves of each serum specimen were analyzed using a four-parameter logistic curve fitting technique (27), and a serum dilution yielding an optical density of 0.5 to 1.0 at 420 nm was calculated for the avidity assays. Avidity determinations were calculated as weighted averages of NaSCN molar concentration. Even though we used a lower optical density for this study, this method did not allow for avidity determinations on sera with low antibody concentrations (<2 µg/ml). Therefore, we modified the avidity assay to use only a single NaSCN concentration (0.15 M NaSCN) in an elution-based ELISA to remove low-avidity antibodies and to determine the percent reduction in IgG binding after treatment. Because this assay has a different endpoint, we converted all percent reductions to weighted averages, as described by Romero-Steiner et al. (30).
Statistical methods.
IgG and IgM concentrations and SBA titers were log transformed, and the geometric mean concentrations (GMCs) and geometric mean titers (GMTs) were calculated. Dichotomous comparisons of IgG concentrations were performed for values of 0.15, 1.0, and 5.0 µg/ml, which have been correlated with short-term and long-term protection against invasive Hib disease (20) and protection against Hib colonization (13), respectively. We also calculated the proportion of carriers and controls with SBA titers above predefined thresholds (<256, 256 to <4,096, and
4,096), based on the SBA titer distribution seen in a previous study (29). Antibody avidities were compared using the geometric mean of the weighted average of NaSCN molar concentration yielding most of the reduction in ELISA IgG absorbance.
Analysis was performed using Stata 8.0 (StataCorp, College Station, TX). Continuous variables were compared by two-sample t test. Binary variables were compared using multiple logistic regression; all models were adjusted for village and a linear age variable. Adjusted odds ratios (OR) and 95% confidence intervals (CI) are presented.
Ethical approval. This study was approved by the Institutional Review Boards of the U.S. Centers for Disease Control and Prevention and the Alaska Area Research and Publications Committee, the Human Subjects Committee at the Yukon-Kuskokwim Regional Health Corporation, and the village or tribal councils in each of the study villages. Written consent was obtained from adult participants and from a parent of all participants under 18 years of age. Written assent was obtained from children aged 7 to 17 years. Because HbOC is not licensed in the United States for persons over 5 years of age, vaccine in this study was administered under the U.S. Food and Drug Administration Investigational New Drug application BB-IND9862.
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Case-control study. All 16 Hib carriers and 33 age- and village-matched controls agreed to participate in the case-control study (three controls were matched to one carrier; all others had two matched controls). One control was colonized with Hib at the 2-week follow-up and was therefore excluded from all analysis, leaving 16 carriers and 32 controls in the final study group (Fig. 1). The median age of Hib carriers was 8.8 years (minimum, 4.4 years; maximum, 32.6 years); 69% of carriers and 66% of controls were male (Table 1).
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TABLE 1. Baseline characteristics of Hib carriers and controlssouthwestern Alaska, 2001-2002a
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Assessment of immunologic parameters.
Fifteen of the 16 Hib carriers and 30 of 32 controls were available for baseline immunologic testing. Carriers had a higher baseline anti-PRP IgG GMC than controls, and IgG levels for all participants exceeded 0.15 µg/ml (Table 2; Fig. 2). Of those tested, carriers were more likely than controls to have anti-PRP IgG levels of
1.0 µg/ml and
5.0 µg/ml. Hib carriers also had a higher baseline anti-PRP IgM GMC than controls.
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TABLE 2. Antibody concentration, avidity, and serum bactericidal activity among Hib carriers and controls before and 2 and 12 months after vaccination with Hib conjugate vaccine (HbOC)southwestern Alaska, 2001-2002
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FIG. 2. Antibody avidity and serum anti-PRP IgG concentration for Hib carriers and noncarriers in southwestern Alaska, 2001-2002.
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FIG. 3. Correlation between serum bactericidal activity and IgM concentration, southwestern Alaska, 2001-2002. Pearson's product moment correlation coefficient (r) was 0.6 (P < 0.001).
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2-fold increase in anti-PRP IgG concentration (47% versus 93%). SBA titers were higher for carriers than controls, but the difference was not statistically significant. No carriers or controls were colonized with Hib at the 2-month assessment. Twelve months after Hib vaccination, the anti-PRP IgG GMCs declined to an average of 5.0 µg/ml in carriers and 4.1 µg/ml in controls (P = 0.63), and the proportion with IgG concentrations above the predefined thresholds did not differ between groups (Table 2). Between the baseline and 12-month evaluations, antibody avidity increased in carriers from 0.35 to 0.47 (P < 0.01) and in controls from 0.39 to 0.41 (P = 0.68, Fig. 2). SBA GMTs were 1,351 in carriers and 826 in controls at the 12-month assessment (P = 0.086), and carriers were more likely to have SBA titers above predefined thresholds. No participants were colonized with Hib at the 12-month assessment.
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Although not statistically significant, Hib carriers were five times more likely than noncarriers to have recently been prescribed antibiotics. Antibiotic use has been associated with colonization with ß-lactamase-producing strains of nontypeable H. influenzae (1). All 16 Hib carriage isolates in our study were resistant to amoxicillin (CDC, unpublished data). Antibiotic susceptibilities among other potentially colonizing bacteria (e.g., nontypeable H. influenzae) would be needed to better understand the possible relationship between antibiotic use and Hib colonization in these communities.
This study is the first to document antibody avidity and serum bactericidal activity in response to Hib colonization or vaccination among Alaska Natives. Serum bactericidal activity is a measure of functional antibody activity or bacterial killing and is normally well correlated with antibody avidity (29). In our investigation, despite similar avidity, carriers had higher bactericidal activity than did controls, even 2 and 12 months after vaccination, when IgG concentrations were no higher in carriers than controls. This difference in bactericidal activity is likely attributable to elevated anti-PRP IgM concentrations among carriers resulting from the immune response to colonization. Unlike colonization, Hib conjugate vaccines do not cause a substantial increase in serum IgM concentrations (22, 28). IgM molecules have five antigenic binding sites and may contribute proportionately more to complement-mediated bactericidal killing than does IgG (16). Log SBA titers were positively correlated with log IgM concentrations. It is worth noting that even the noncarriers in this study had a high SBA GMT compared to a group of 20 non-Native Alaskans from Anchorage tested in 1990 (5,990 versus 292; CDC, unpublished data); this difference may relate to a greater likelihood of Hib exposure in rural Alaska villages.
The currently recommended Hib conjugate vaccines have proven effectiveness at preventing invasive disease in Alaska Natives, but continued Hib carriage in well-vaccinated communities raised the question of whether some aspects of the immune response may be inadequate in this population. We found no evidence that Hib carriers differed from controls in their response to Hib conjugate vaccine, suggesting that Hib colonization was likely not attributable to poor quantitative or qualitative humoral immune response to vaccination or colonization. Anti-PRP IgG concentrations were similar among carriers and controls 2 and 12 months after vaccination with no observed differences in the proportion of participants above accepted protective thresholds (0.15, 1.0, and 5.0 µg/ml). Although Hib carriers were less likely than controls to have a
2-fold increase in IgG 2 months after vaccination, the higher prevaccine IgG concentrations among carriers make this comparison less meaningful; all five Hib carriers with baseline IgG concentrations of <5.0 µg/ml showed a
2-fold increase in concentration (data not shown). Antibody concentrations were also similar to those seen at comparable intervals after vaccination in previous studies in Alaska (7) as well as other parts of the United States (22, 32) and in Europe (18, 36). In addition, antibody avidity, a surrogate for successful immunologic priming (15, 32), increased significantly between baseline and 12 months after vaccination among Hib carriers.
Given the appropriate response to Hib vaccination and the high levels of vaccine coverage among Alaska Native children (96% of those aged 19 to 35 months with
3 doses of Hib conjugate vaccine in 2001 [9]), continued Hib carriage in this region is likely related to factors that we did not assess or could not measure accurately enough to detect differences between carriers and controls. Low socioeconomic status and crowded housing conditions are common risk factors for infectious diseases, but precise measurement of these factors can be challenging (6). In addition, these conditions are common in rural Alaska and often vary little within communities, which further limits the ability to detect differences between groups.
This study has several limitations. The small sample size limited our ability to exclude potentially important differences between carriers and controls in the case-control study as well as in the immunologic assessment. Our sample size was dependent on the prevalence of Hib carriage in these villages, which was lower than anticipated. In a 1997 carriage study among children aged 1 to 5 years in six communities in southwestern Alaska, 9.3% of participants were colonized with Hib compared to only 0.66% of the same age group in the current study; none of the 86 carriage study participants under age 2 years were colonized. In addition, our study design allowed for the measurement of immunologic parameters only after a participant's Hib carriage status was known. We had no way to determine immunologic measures for the Hib carriers before they became colonized to know whether they had low anti-PRP antibody concentrations or low functional antibody measures that may have put them at risk for subsequent colonization. However, the high serum bactericidal activity among the carriers at baseline suggests adequate immunologic priming from either previous exposure to Hib or an immunologically cross-reacting microorganism (33) or Hib vaccination. Finally, there may be immunologic parameters important in protection against Hib colonization that we did not measure. For instance, anti-PRP IgA concentrations increase in nasal secretions and in saliva after Hib vaccination (19). However, IgA levels have not been correlated with protection against carriage and the role of IgA in preventing colonization remains unclear (3). Anti-PRP IgG concentrations also increase in saliva after vaccination, but this increase is believed to result from transudation from serum (19). Therefore, serum IgG concentration should be an adequate surrogate for mucosal levels.
From the start of this study in September 2001 through July 2004, only six cases of invasive Hib disease occurred in Alaska (versus 26 cases during 1996 to 1999 [34]). This trend, along with the unexpectedly low carriage prevalence in this study, may mark a true change in the epidemiology of Hib disease in Alaska. However, Hib cases continue to occur in Alaska Native children; during 2001 to 2004, three cases occurred in vaccinated children aged <5 years (5.6/100,000/year), a rate still exceeding the 2003 U.S. rate of 0.2/100,000. Hib also continues to cause significant morbidity and mortality among children in developing countries worldwide (26). Therefore, invasive disease surveillance and further investigation into the ecology and immunology of Hib carriage should continue and public health officials should support policies to ensure universal access to Hib conjugate vaccine in Alaska and around the world.
This work was supported by the National Institutes of Health, National Institute of Allergy and Infectious Disease, grant number 1-AI45249, and by CDC/NCID/Office of Minority and Women's Health. Vaccines used in this study were provided by Wyeth Vaccines.
The findings and conclusions in this report are those of the authors and do not necessarily represent the views of CDC.
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