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Clinical and Diagnostic Laboratory Immunology, November 2004, p. 1105-1110, Vol. 11, No. 6
1071-412X/04/$08.00+0 DOI: 10.1128/CDLI.11.6.1105-1110.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Establishing Phenotypic Features Associated with Morbidity in Human T-Cell Lymphotropic Virus Type 1 Infection
G. E. A. Brito-Melo,1,2,3*
J. G. Souza,2
E. F. Barbosa-Stancioli,3
A. B. F. Carneiro-Proietti,4
B. Catalan-Soares,4
J. G. Ribas,5
G. W. Thorum,4
R. D. R. Rocha,2
O. A. Martins-Filho,2 and Grupo Interdisciplinar de Pesquisas em HTLV
Laboratório de Imunologia das Faculdades Federais Integradas de Diamantina (FAFEID),1
Laboratório de Doença de Chagas, CPqRR-FIOCRUZ/BH,2
Departamento de Microbiologia, ICB/UFMG,3
Fundação HEMOMINAS,4
Hospital Sarah Kubitschek, Belo Horizonte, Minas Gerais, Brazil5
Received 22 September 2003/
Returned for modification 1 March 2004/
Accepted 23 July 2004

ABSTRACT
The human T-cell lymphotropic virus type 1 (HTLV-1) is the causative
agent of HTLV-1-associated myelopathy/tropical spastic paraparesis
(HT). Although it is widely believed that virus infection and
host immune response are involved in the pathogenic mechanisms,
the role of the immune system in the development and/or maintenance
of HT remains unknown. We performed an analysis of the peripheral
blood leukocyte phenotype for two different subcohorts of HTLV-1-infected
individuals to verify the existence of similar immunological
alterations, possible laboratory markers for HT. The leukocyte
population balance, the activation status of the T lymphocytes,
and the cellular migratory potential of T lymphocytes, monocytes,
and neutrophils were evaluated in the peripheral blood of HTLV-1-infected
individuals classified as asymptomatic individuals, oligosymptomatic
individuals, and individuals with HT. Data analysis demonstrated
that a decreased percentage of B cells, resulting in an increased
T cell/B cell ratio and an increase in the CD8
+ HLA-DR
+ T lymphocytes,
exclusively in the HT group could be identified in both subcohorts,
suggesting its possible use as a potential immunological marker
for HT for use in the laboratory. Moreover, analysis of likelihood
ratios showed that if an HTLV-1-infected individual demonstrated
B-cell percentages lower than 7.0%, a T cell/B cell ratio higher
than 11, or a percentage of CD8
+ HLA-DR
+ T lymphocytes higher
than 70.0%, this individual would have, respectively, a 12-,
13-, or 22-times-greater chance of belonging to the HT group.
Based on these data, we propose that the T cell/B cell ratios
and percentages of circulating B cells and activated CD8
+ T
lymphocytes in HTLV-1-infected patients are important immunological
indicators which could help clinicians monitor HTLV-1 infection
and differentiate the HT group from the asymptomatic and oligosymptomatic
groups.

INTRODUCTION
The human T-cell lymphotropic virus type 1 (HTLV-1) was the
first retrovirus isolated from humans (
20). Although this discovery
was verified in the early 1980s, recent studies have demonstrated
the presence of HTLV-1 proviral DNA in mummies over 1,500 years
old (
23). HTLV-1 is endemic in the southern region of Japan,
the Caribbean, the equatorial region of Africa, and South America.
In Brazil, the prevalence of HTLV-1 infection observed in blood
banks between 1989 and 1996 ranged from 0.32% in Belo Horizonte,
State of Minas Gerais, to 1.8% in Salvador, State of Bahia (
6).
HTLV-1 was shown to be the causative agent of adult T-cell leukemia/lymphoma
(
20,
21) as well as HTLV-1-associated myelopathy, which is also
called tropical spastic paraparesis (HT), the most severe degenerative
inflammatory syndrome observed in infected patients (
9). This
neurological disorder is a chronic, progressive, demyelinating
disease which affects the spinal cord and white matter of the
central nervous system (CNS) (
1). HT is characterized by gait
disturbance, weakness and stiffness in the lower limbs, spasticity,
and frequently bladder and bowel dysfunction (
21). Although
it is widely believed that viral infection and host immune responses
are involved in the pathogenesis of HT, the exact mechanism
and role of the immune system in the development and/or maintenance
of HT remain unknown. It seems that the immune response can
play a dual role during this process, being associated with
both pathology and protective events that involve antiviral
activity as well as cellular damage induced by cytotoxic T cells.
Recent studies have shown that infected CD4
+ and CD8
+ T lymphocytes
may take part in a number of events leading to viral infections
of cell populations in the CNS, activation of astrocytes and
microglial cells, induction of proinflammatory cytokine, chemokine
synthesis, recruitment of inflammatory infiltrate to the CNS,
blood-brain barrier disruption, deregulation of oligodendrocyte
homeostasis, demyelination, and axonal degradation (
10). Despite
the progression of HT, longitudinal studies of asymptomatic
(AS) carriers have demonstrated that clinical symptoms can be
observed in some of these individuals depending on the time
of the infection. However, the factors that lead to this differentiated
progression are still targeted for investigation (B. Catalan-Soares,
personal communication). Therefore, the follow-up study of AS
carriers represents an important tool to obtain a more complete
understanding of the pathogenesis of HT. A number of altered
immunological features, such as hypergammaglobulinemia (with
high antibody titers to HTLV-1) and elevated levels of interleukin
6, tumor necrosis factor alpha, and interleukin 2, have been
demonstrated for patients with HT in comparison to the immunological
features of AS individuals (
15,
25). Moreover, the presence
of activated virus-specific CD8
+ T lymphocytes in the peripheral
blood and spontaneous proliferation of mononuclear cells in
vitro have also been reported (
17,
18,
19). Recently, our group
has performed an ex vivo cytometric analysis of whole-blood
leukocytes to evaluate their activation status, migratory potential,
and cellular alterations in well-defined-HT patients in comparison
to those of non-HT-infected individuals as well as noninfected
(NI) blood donors. Our data have revealed that only the HT group
showed a decreased percentage of B cells, leading to lower T
lymphocyte/B lymphocyte ratios and higher percentages of activated
circulating CD8
+ HLA-DR
+ cells than in the AS, oligosymptomatic
(OL), and NI individuals (
4). In addition, HT individuals showed
a high expression of the adhesion molecule CD18 on the surfaces
of both CD4
+ and CD8
+ T lymphocytes as well as on monocytes
and neutrophils, resulting in an increase in cellular migratory
potential in comparison to that in the AS group. In order to
validate these immunological indexes as useful laboratory indicators
for follow-up studies of HTLV-1-infected individuals, we performed
a validation study in which these indexes were evaluated in
a new subcohort, "B," and the data obtained were compared with
those obtained in our previous investigation where a different
subcohort, "A," of HTLV-1-infected individuals was examined.
We have also performed a further analysis of important surface
markers, CD38 and CD62L, involved in T-lymphocyte activation.
The ex vivo condition was chosen since the phenotypic analysis
may reflect the dynamic events of immune response that take
place in vivo, particularly in the absence of exogenous stimuli.

MATERIALS AND METHODS
Subjects.
For this study, blood samples, with EDTA as an anticoagulant,
were obtained from 121 HTLV-1-infected individuals distributed
between two subcohorts and evaluated at different times. The
attending physician defined their clinical statuses, and the
HTLV-1 infection was determined by positive serology for anti-HTLV-1
antibodies through enzyme-linked immunosorbent assay and Western
blot methods. All patients included in the present study demonstrated
negative serology for other relevant blood-borne pathogens,
including human immunodeficiency virus, hepatitis C virus, hepatitis
B virus,
Treponema pallidum, and
Trypanosoma cruzi.
Subcohort A, evaluated in December of 1999, consisted of 74 HTLV-1-infected individuals distributed in three groups, including AS individuals (8 men and 10 women), OL individuals (8 men and 6 women), and individuals with well-defined HT (13 men and 29 women). Subcohort B, evaluated in December of 2002, was composed of 47 HTLV-1-infected individuals also classified as AS (10 men and 12 women), OL (5 men and 8 women), and having HT (5 men and 7 women).
The AS and OL groups were under medical care from two members of our research group (B.C.S. and J.G.R.) at the HEMOMINAS Foundation. The AS group had no clinical complaints and presented normal motor and sensory functions. Furthermore, they did not show any clinical signs as described by the standard neurological classification of spinal cord injury, namely, the American Spinal Injury Association (ASIA) impairment scale. HTLV-1-infected individuals were included in the OL group, based on their clinical status with respect to the ASIA impairment scale, being considered symptomatic but not having HT. OL patients presented impairment of the tendon reflexes (hyper or hypo reflexes); vesical impairment, including urinary dysfunctions; paresthesia; lumbar pain; and sexual dysfunction. However, the OL group did not present sufficient clinical signs, according to ASIA, to be classified as having HT.
The HT group attended the Sarah Kubitschek Hospital and presented a severe form of HTLV-1 chronic infection. This group included individuals receiving medical care from two members of our group (J.G.R and B.C.S.). HT patients were identified according to the ASIA impairment scale. These patients were evaluated at Sarah Kubitschek Hospital, where they underwent clinical and laboratory examinations. None of these patients received corticosteroids or other immunosuppressive chemotherapy before giving blood for immunophenotyping assays.
Healthy, NI volunteers, considered apt for blood donation with negative serology for HTLV-1 as well as the above-mentioned blood-borne pathogens, were included in the control group of NI individuals.
All subjects included in the present study gave their informed consent, and the study was approved by the Ethical Committee from the HEMOMINAS Foundation and Sarah Kubitschek Hospital.
Blood samples.
The biological samples consisted of 5 ml of venous peripheral blood, with EDTA as an anticoagulant. The samples were collected by trained professionals at the HEMOMINAS Foundation (from NI, AS, and OL individuals) and at Sarah Kubitschek Hospital (from HT patients). After collection, the whole peripheral blood was used for immunophenotypic analysis involving flow cytometry within 24 h.
Flow cytometric analysis of peripheral blood leukocytes.
White blood cell phenotypes were analyzed with an immunofluorescence procedure recommended by Becton Dickinson, modified as follows. In 12- by 75-mm tubes, 50 µl of EDTA-coagulated blood samples were incubated in the dark with 5 µl of undiluted monoclonal antibodies specific for several cell surface markers (anti-CD45 clone J33, anti-CD62L clone DREG56, anti-CD4 clone 13B8.2, and anti-CD8 clone B9.11 labeled with fluorescein isothiocyanate; and anti-CD3 clone UCTH-1, anti-CD16 clone 3G8, anti-CD19 clone J4.119, anti-CD18 clone 7E4, anti-CD38 clone LS198-4-3, and anti-HLA-DR clone TU36 labeled with phycoerythrin) for 20 to 30 min at room temperature. Following the incubation, erythrocytes were lysed by using 100 µl of lysing solution (Optlyse-B; Immunotech) for 5 min, followed by the addition of 900 µl of distilled water and reincubation for 10 min. White blood cells were then washed twice with 1 ml of phosphate-buffered saline containing 0.01% of sodium azide. Cell preparations were fixed in 500 µl of fluorescence-activated cell sorter fix solution (10 g of paraformaldehyde/liter, 10.2 g of sodium cacodylate/liter, 6.65 g of sodium chloride/liter). Cytofluorimetric data acquisition was performed with a Becton Dickinson FACSCalibur instrument. Cell phenotype analysis within gated lymphocyte populations and subpopulations was performed by using Cell-Quest software. Lymphocytes were first identified based on their forward and side laser scatter properties. After a lymphocyte gating strategy was used, cells were analyzed for fluorescence properties, and data were expressed as percentages of cells positive for a given cell marker or as fluorescence intensity for a given cell marker by using dual-color dot plot graphics or single histograms, respectively.
Statistical analysis.
Data analysis was performed by analysis of variance, followed by Student's t test. Additionally, we have used likelihood ratio analysis to evaluate the performance of a given phenotypic feature to discriminate HT patients from other HTLV-1-infected (AS and OL) individuals.

RESULTS
Analysis of circulating T and B lymphocytes.
The analysis of B lymphocytes is presented in Fig.
1. Figure
1A represents the results of B-lymphocyte analysis performed
for subcohort A in 1999. Figure
1B results confirm that the
mean percentage ± standard deviation of circulating B
lymphocytes (CD3
CD19
+), when subcohort B was analyzed,
was significantly lower (
P < 0.01) in the HT group than in
other groups (NI, 13.3% ± 3.9%; AS, 12.7% ± 5.1%;
OL, 12.3% ± 2.9%; and HT, 7.7% ± 2.5%). The similarity
of data obtained from the two subcohorts strongly suggests the
usefulness of the quantification of circulating B cells as an
immunophenotypic feature to discriminate HT patients from the
other HTLV-1-infected individuals.
Additionally, as a consequence of B-lymphocyte decrease, which
is another typical hallmark of HT patients observed in the present
study, we also observed a distinctly low T lymphocyte/B lymphocyte
ratio (CD3
+/CD19
+) (Fig.
2B). These data reiterate our previous
observations when analyzing subcohort A (Fig.
2A). Moreover,
these findings match observations reported by Furukawa et al.
(
8) of increased expression of phosphatidylserine, an early
marker for apoptosis, on the surfaces of B cells from HT patients,
which may explain the low levels of circulating B cells observed
in HT patients. The possible involvement of this proapoptotic
event in the B-lymphocyte populations might contribute to the
decrease of this lymphocyte population in the peripheral blood
as well as a down-regulation of the CD19 marker on differentiated
B lymphocytes due to massive cell activation. The high levels
of HTLV-1-specific antibodies observed in the peripheral blood
and cerebrospinal fluid of HT patients compared to those in
AS carriers reinforce this hypothesis of changes in the B-cell
phenotypes, following antigen stimulation and their differentiation
into antibody-producing plasm cells. However, additional studies
using a range of B-cell markers must be performed to confirm
this hypothesis.
The differences observed in the percentages of circulating NK
cells (CD3
CD16
+) in subcohorts A and B do not suggest
that such percentages are a useful immunological indicator for
use in follow-up studies of HTLV-1-infected individuals (Table
1).
Linkage between the activation status of CD8+ T lymphocytes and the HT clinical form of HTLV-1 infection.
The importance of the CD8
+-T-lymphocyte subset in the development
and/or maintenance of HT has been documented in several reports
(
3,
7,
11,
13). It has been shown that activated CD8
+ T lymphocytes
accumulate in both peripheral blood and cerebrospinal fluid.
In the present study, we have performed an analysis of the activation
state of circulating CD8
+ T lymphocytes in blood samples of
HTLV-1-infected individuals (AS, OL, and HT individuals) and
NI controls in order to establish a link between the activation
state of this relevant lymphocyte subset and disease stage (Fig.
3). A two-color flow cytometry platform was used to identify
CD8
+ T lymphocytes coexpressing major histocompatibility complex
class II molecules (HLA-DR), and the results obtained in subcohort
B were compared to those in subcohort A. Interestingly, our
data demonstrated that the HT group (
P < 0.01) showed the
highest level of activated CD8
+ T lymphocytes among the four
groups evaluated in both subcohorts (Fig.
3). It is relevant
to note that the dimension of the differences in this immunological
parameter observed between the groups was the same for the two
distinct subcohort analyses. Despite the higher levels of CD4
+ HLA-DR
+ cells observed for HTLV-1-infected individuals in subcohort
A than in the NI group, this phenotypic feature was not reproducible
in subcohort B, in which the level of CD4
+ HLA-DR
+ cells enabled
us to discriminate the HT group from the other HTLV-1-infected
individuals. Therefore, we considered the levels of CD4
+ HLA-DR
+ cells useless for prognosis purposes (Table
1). In an additional
approach, our group has also investigated, by flow cytometry,
the intracytoplasmatic cytokine profile in the circulating CD4
+ and CD8
+ T lymphocytes, monocytes, and neutrophils in the same
groups of HTLV-1-infected individuals after short-term stimulation
in vitro. In the more recent data analysis, increased percentages
of CD8
+ gamma interferon-positive T lymphocytes and CD8
+ tumor
necrosis factor alpha-positive T lymphocytes were observed exclusively
in the HT group (data not shown). These results reiterate the
importance of the activated CD8
+ T lymphocyte as a source of
proinflammatory cytokines in the maintenance and/or development
of HT (
14).
Patterns of CD18, CD38, and CD62L expression by T-lymphocyte subsets during chronic HTLV-1 infection.
The role of T-cell activation in the pathogenesis of clinical
neurological manifestations of HT has been discussed in many
reports (
4,
19). However, a detailed mechanistic understanding
of precise events in the immunopathological progression of the
disease remains to be clarified. To obtain additional information
regarding the activation status of circulating T lymphocytes
observed by the analysis of the activation marker HLA-DR, we
have expanded our ex vivo immunophenotyping analysis to other
surface molecules involved in T-cell activation, including CD18,
CD38, and CD62L.
No differences were observed in the percentages of CD4+ CD38+ and CD8+ CD38+ T cells between the groups evaluated (Table 1). Despite the up-regulation of CD18 on lymphocytes observed for the AS and HT groups in subcohort A, these differences were not observed in subcohort B. Although data from subcohort A suggested that CD18 expression by monocytes and neutrophils should be a good marker for the HT group, the analysis of subcohort B demonstrated that only neutrophils showed a level of expression of CD18 high enough to discriminate the HT group from the other HTLV-1-infected individuals (Table 1). The analysis of the CD62L molecule showed that all the infected individuals showed a down-regulation of this marker on the surfaces of both CD4+ and CD8+ T lymphocytes in comparison to response levels in the NI group (Table 2). As CD38 and CD62L were not investigated in subcohort A, further investigations using a new subcohort should be performed to validate these data. During T-cell activation, several phenotypic changes take place, including the substitution of L-selectin molecules for type 1 and 2 integrins, which has been observed on the surfaces of these activated cells (5, 12, 16, 22). This process is important for the migration of T lymphocytes from the secondary lymphoid organs or peripheral blood to the inflammatory focus. Wu (24), in an investigation of neurological disorders, including multiple sclerosis, HT, and hyperIgEaemic myelitis, demonstrated that HT individuals showed an increase in CD4+ CD62L T lymphocyte level compared to that in a control group. Moreover, al-Fahim et al. (2) observed a down-regulation of CD62L expression on the surfaces of CD4+ and CD8+ T lymphocytes in individuals with HT. It has been shown that CD45+ RA+, or naïve, T lymphocytes express high levels of CD62L on their surfaces compared to CD45+ RO+ T lymphocytes, known as primed cells. These observations are in agreement with the hypothesis that infection by HTLV-1 produces a chronic activation of the circulating lymphocytes and an increase in the migratory potential of these cells, which might be sufficient to initiate the necessary events to cause inflammation in the CNS, contributing to the development and/or maintenance of the HT clinical form.
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TABLE 2. Analysis of the migration potential of the peripheral blood leukocytes in two subcohorts of HTLV-1-infected individuals
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Searching for leukocyte phenotypic features applicable as an indicator of HT syndrome in clinical laboratory immunology.
The immunophenotyping data from subcohort B have confirmed that
a decreased percentage of B cells, resulting in a greater T
cell/B cell ratio, and an increased percentage of CD8
+ HLA-DR
+ T lymphocytes are important immunological indexes of the HT
group in comparison to the immunophenotyping data for all other
HTLV-1-infected individuals. Aiming to evaluate this approach
as a promising tool for clinical laboratory immunology, we have
assessed these phenotypic features to identify cases of HT within
HTLV-1-seropositive individuals by using analyses that evaluate
chances, such as a likelihood ratio. For this purpose, considering
the similarity between the data obtained from subcohorts A and
B, the ability of the selected immunological features to discriminate
HT patients within HTLV-1-infected individuals was investigated,
taking into account the data obtained from both subcohorts.
Analysis of likelihood ratios for different ranges of circulating
B cells and circulating activated CD8
+ HLA-DR
+ cells, as well
as T cell/B cell ratios, allowed the identification of specific
values as the best measures for discriminating HT patients from
AS and OL patients (Table
3). A likelihood ratio higher than
10 indicates that there is an outstanding probability of HTLV-1-infected
individuals belonging to the HT group if they exhibit <7%
B cells, a T cell/B cell ratio of >11, or >70% CD8
+ HLA-DR
+.
Specifically, they will have a 12-, 13-, or 22-times-greater
probability of belonging to the HT group than those HTLV-1-infected
individuals with these phenotypic features at levels outside
of their respective ranges. Longitudinal follow-up studies are
in progress to assess the applicability of these immunological
indexes as prognostic markers for monitoring HT onset.
Conclusions.
Despite a large number of reports regarding the involvement
of the immune system in the pathogenesis of HTLV-1-associated
disease, which led to a number of hypothetical models of HT
pathogenesis, the available biological indexes to evaluate the
clinical progression of this disease are still limited. We have
been able to identify three promising immunological indexes
to discriminate HT patients from other HTLV-1-infected individuals:
the percentage of circulating B lymphocytes, the T cell/B cell
ratio, and the percentage of circulating activated T lymphocytes
within the CD8
+ T cells. We are currently considering the application
of these phenotypic features of peripheral blood leukocytes
in a larger context in association with other clinical and laboratory
parameters to further validate the applications of these markers
at a population level. Furthermore, we reemphasize that our
proposal does not support the use of these immunological indexes
as definitive markers of HT but as alternative and additional
laboratorial parameters to improve clinical diagnosis of the
neurological disorder associated with HTLV-1 infection, just
as the enumeration of CD4
+ T cells in the peripheral blood of
human immunodeficiency virus-infected individuals should not
be used itself as a conclusive marker or a given clinical status.
It is important to consider that other human pathological conditions
may also lead to altered levels of circulating leukocytes. Moreover,
further analysis of the performance of these three major immunophenotypic
features of peripheral blood leukocytes observed in HT patients
allows the identification of HT patients from other HTLV-1-infected
individuals. A likelihood ratio analysis indicates that there
is an outstanding probability for HTLV-1-infected individuals
to belong to the HT group if they exhibit <7% B cells, T
cell/B cell ratios of >11, or >70% CD8
+ HLA-DR
+ cells.
Specifically, they will have a 12-, 13-, or 22-times-greater
probability, respectively, of belonging to the HT group than
those HTLV-1-infected individuals with these phenotypic features
at levels outside of their respective ranges. These data confirmed
the high association between specific ranges of each immunological
parameter and the presence of HT. Therefore, our findings suggest
that the monitoring of these immunological parameters, by use
of a common flow cytometric technique, would yield the conclusion
that there is a short-term prognosis of disease manifestation
in currently AS individuals.

ACKNOWLEDGMENTS
We thank Jamie Andrew Jacques Pennington and Mark Anthony Beinner
for their critical reading of the manuscript.
The Grupo Interdisciplinar de Pesquisas em HTLV is composed of the following researchers: E. F. Barbosa-Stancioli, C. Bonjardim, G. E. A. Brito-Melo, A. B. F. Carneiro-Proietti, B. C. C. Catalan-Soares, D. U. Gonçalves, A. C. Guedes, E. G. Kroon, J. R. Lambertucci, M. L. Martins, O. A. Martins-Filho, J. G. A. C. Reis, V. Nobre, O. M. C. Pfeilstiker, S. R. Pinheiro, F. A. Proietti, J. G. R. Ribas, and G. W. Thorun.
This work was supported by the Conselho Nacional de Desenvolvimento Científico e Tecnológico, CNPq, the Oswaldo Cruz Foundation, FIOCRUZ, and Fundação HEMOMINAS, Minas Gerais, Brazil.

FOOTNOTES
* Corresponding author. Mailing address: Laboratório de Imunologia, Departamento de Ciências Básicas, Faculdades Federais Integradas de Diamantina (FAFEID), Rua da Glória 187, Centro, CEP 39100-000, Diamantina, Minas Gerais, Brazil. Phone: 55 38 3531-1811. Fax: 55 38 3531-1030. E-mail:
britomelogea{at}hotmail.com.

Contributing members of the Grupo Interdisciplinar de Pesquisas em HTLV are listed in Acknowledgments. 

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Clinical and Diagnostic Laboratory Immunology, November 2004, p. 1105-1110, Vol. 11, No. 6
1071-412X/04/$08.00+0 DOI: 10.1128/CDLI.11.6.1105-1110.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.